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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
276
US Bancorp
USB
$91.1B
| $4.66M | 0.07% |
89,620
+10,244
| +13% | +$563K |
2023 Q4
9 quarters
|
|
277
First Trust NASDAQ Cybersecurity ETF
CIBR
$17.1B
| $4.65M | 0.07% |
74,256
+13,725
| +23% | +$920K |
2023 Q4
9 quarters
|
|
278
iShares Russell Mid-Cap ETF
IWR
$56.2B
| $4.59M | 0.07% |
47,256
-1,646
| -3% | -$164K |
2023 Q4
9 quarters
|
|
279
Eaton
ETN
$154B
| $4.56M | 0.07% |
12,759
-589
| -4% | -$210K |
2023 Q4
9 quarters
|
|
280
Airbnb
ABNB
$103B
| $4.56M | 0.07% |
36,137
-2,817
| -7% | -$366K |
2023 Q4
9 quarters
|
|
281
Horizon Landmark ETF
BENJ
$357M
| $4.55M | 0.07% |
86,992
+6,555
| +8% | +$342K |
2025 Q2
3 quarters
|
|
282
Cigna
CI
$79.6B
| $4.55M | 0.07% |
17,057
+3,065
| +22% | +$848K |
2023 Q4
9 quarters
|
|
283
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.31B
| $4.49M | 0.07% |
133,080
+11,303
| +9% | +$396K |
2024 Q2
7 quarters
|
|
284
Stryker
SYK
$113B
| $4.48M | 0.07% |
13,640
+5,529
| +68% | +$1.99M |
2023 Q4
9 quarters
|
|
285
Lockheed Martin
LMT
$126B
| $4.46M | 0.07% |
7,371
-3,292
| -31% | -$2.03M |
2023 Q4
9 quarters
|
|
286
JPMorgan Ultra-Short Income ETF
JPST
$42.4B
| $4.43M | 0.06% |
87,475
+5,328
| +6% | +$270K |
2023 Q4
9 quarters
|
|
287
nVent Electric
NVT
$23.2B
| $4.41M | 0.06% |
37,323
+10,969
| +42% | +$1.25M |
2023 Q4
9 quarters
|
|
288
Air Products & Chemicals
APD
$66.4B
| $4.4M | 0.06% |
15,134
-210
| -1% | -$57.9K |
2023 Q4
9 quarters
|
|
289
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $4.34M | 0.06% |
32,686
+1,810
| +6% | +$255K |
2023 Q4
9 quarters
|
|
290
State Street Communication Services Select Sector SPDR ETF
XLC
$23.7B
| $4.34M | 0.06% |
39,163
+4,876
| +14% | +$564K |
2023 Q4
9 quarters
|
|
291
VanEck Intermediate Muni ETF
ITM
$2.14B
| $4.33M | 0.06% |
93,331
+1,505
| +2% | +$71.2K |
2023 Q4
9 quarters
|
|
292
GE Vernova
GEV
$248B
| $4.33M | 0.06% |
4,964
+1,568
| +46% | +$1.22M |
2024 Q2
7 quarters
|
|
293
Invesco S&P 500 Quality ETF
SPHQ
$18.8B
| $4.31M | 0.06% |
57,270
-2,875
| -5% | -$224K |
2023 Q4
9 quarters
|
|
294
State Street US Sector Rotation ETF
XLSR
$1.09B
| $4.27M | 0.06% |
74,030
+37,154
| +101% | +$2.26M |
2024 Q2
7 quarters
|
|
295
Simplify Currency Strategy ETF
FOXY
$215M
| $4.27M | 0.06% |
+146,122
| New | +$4.23M |
2026 Q1
0 quarters
|
|
296
iShares Core International Aggregate Bond Fund
IAGG
$12.5B
| $4.27M | 0.06% |
85,342
+13,039
| +18% | +$655K |
2023 Q4
9 quarters
|
|
297
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
| $4.22M | 0.06% |
57,425
-9,105
| -14% | -$715K |
2023 Q4
9 quarters
|
|
298
Innovator Growth-100 Power Buffer ETF October
NOCT
$273M
| $4.21M | 0.06% |
74,681
+431
| +0.6% | +$24.9K |
2023 Q4
9 quarters
|
|
299
iShares US Consumer Discretionary ETF
IYC
$1.23B
| $4.2M | 0.06% |
43,334
+4,884
| +13% | +$498K |
2023 Q4
9 quarters
|
|
300
CME Group
CME
$104B
| $4.2M | 0.06% |
14,217
-863
| -6% | -$256K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.