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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
276
Merck
MRK
$324B
$3.97M 0.07%
47,246
+5,794
+14% +$477K
VEEV icon
277
Veeva Systems
VEEV
$30.3B
$3.95M 0.07%
13,243
+1,798
+16% +$506K
HON icon
278
Honeywell
HON
$77.1B
$3.94M 0.06%
19,858
+209
+1% +$43.7K
ANGL icon
279
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$3.92M 0.06%
131,806
-20,782
-14% -$609K
NAPR icon
280
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$3.87M 0.06%
73,521
-271
-0.4% -$14.1K
KKR icon
281
KKR & Co
KKR
$89.2B
$3.86M 0.06%
29,700
+1,684
+6% +$239K
MAS icon
282
Masco
MAS
$16B
$3.83M 0.06%
54,469
+42,663
+361% +$3M
RSPT icon
283
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$3.8M 0.06%
85,238
-26,518
-24% -$1.11M
TXN icon
284
Texas Instruments
TXN
$255B
$3.79M 0.06%
20,602
-1,852
-8% -$362K
INTU icon
285
Intuit
INTU
$81.1B
$3.78M 0.06%
5,537
+856
+18% +$617K
APH icon
286
Amphenol
APH
$188B
$3.77M 0.06%
30,469
+5,483
+22% +$602K
JPST icon
287
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.76M 0.06%
74,097
+5,678
+8% +$287K
BX icon
288
Blackstone
BX
$104B
$3.75M 0.06%
21,941
+1,155
+6% +$198K
VUG icon
289
Vanguard Growth ETF
VUG
$216B
$3.72M 0.06%
46,596
+3,018
+7% +$231K
XAR icon
290
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$3.68M 0.06%
15,670
+652
+4% +$142K
NOCT icon
291
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$3.66M 0.06%
64,401
-249
-0.4% -$13.9K
VIOG icon
292
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$3.6M 0.06%
29,598
-3,385
-10% -$402K
USB icon
293
US Bancorp
USB
$99.6B
$3.54M 0.06%
73,204
+1,004
+1% +$47.5K
COWG icon
294
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.19B
$3.53M 0.06%
97,288
+1,188
+1% +$42K
IQLT icon
295
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.51M 0.06%
79,407
+6,365
+9% +$275K
PGR icon
296
Progressive
PGR
$124B
$3.5M 0.06%
14,192
-7,495
-35% -$1.85M
TMUS icon
297
T-Mobile US
TMUS
$193B
$3.5M 0.06%
14,634
+402
+3% +$97.3K
IHI icon
298
iShares US Medical Devices ETF
IHI
$3.02B
$3.49M 0.06%
58,131
-32,287
-36% -$1.97M
FBCG icon
299
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$3.49M 0.06%
64,981
+41,800
+180% +$2.13M
ETN icon
300
Eaton
ETN
$157B
$3.48M 0.06%
9,297
+370
+4% +$135K
10 11
12
13 14

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.