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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JANQ
276
DELISTED
Innovator Premium Income 40 Barrier ETF - January
JANQ
$1.97M 0.06%
+80,201
New +$1.98M
CWB icon
277
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.96M 0.06%
26,885
+295
+1% +$21.1K
XLK icon
278
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.95M 0.06%
18,744
+442
+2% +$44.7K
SCHP icon
279
Schwab US TIPS ETF
SCHP
$16.3B
$1.93M 0.06%
73,934
-4,960
-6% -$129K
IWS icon
280
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.92M 0.06%
15,343
+513
+3% +$60.4K
C icon
281
Citigroup
C
$222B
$1.92M 0.06%
30,390
+4,777
+19% +$266K
BX icon
282
Blackstone
BX
$104B
$1.92M 0.06%
14,596
-1,367
-9% -$171K
SCHH icon
283
Schwab US REIT ETF
SCHH
$11.7B
$1.91M 0.06%
93,997
-1,757
-2% -$35.2K
SNY icon
284
Sanofi
SNY
$104B
$1.9M 0.06%
39,055
+3,692
+10% +$180K
AMP icon
285
Ameriprise Financial
AMP
$46.8B
$1.9M 0.06%
4,325
+283
+7% +$113K
DFAI
286
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$1.88M 0.06%
62,344
-1,367
-2% -$39.6K
SDY icon
287
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.88M 0.06%
14,333
-2,036
-12% -$255K
MU icon
288
Micron Technology
MU
$1.04T
$1.87M 0.06%
15,855
+4,033
+34% +$365K
PJUL icon
289
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$1.87M 0.06%
49,165
+34
+0.1% +$1.26K
ANET icon
290
Arista Networks
ANET
$219B
$1.87M 0.06%
25,732
-736
-3% -$49.6K
MDYV icon
291
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$1.86M 0.06%
24,538
-152,885
-86% -$11.1M
ZBRA icon
292
Zebra Technologies
ZBRA
$12.4B
$1.84M 0.06%
6,110
+1,083
+22% +$290K
PTY icon
293
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$1.82M 0.06%
122,587
+6,325
+5% +$89.1K
TXN icon
294
Texas Instruments
TXN
$255B
$1.82M 0.06%
10,438
+910
+10% +$152K
SHW icon
295
Sherwin-Williams
SHW
$78.3B
$1.82M 0.06%
5,227
-115
-2% -$36.6K
CGO
296
Calamos Global Total Return Fund
CGO
$125M
$1.8M 0.06%
172,851
-7,671
-4% -$74.3K
AJG icon
297
Arthur J. Gallagher & Co
AJG
$63.7B
$1.8M 0.06%
7,184
+1,491
+26% +$358K
OMC icon
298
Omnicom Group
OMC
$22.7B
$1.79M 0.06%
18,505
+685
+4% +$61.5K
MCK icon
299
McKesson
MCK
$98.5B
$1.79M 0.06%
3,335
+273
+9% +$139K
ASML icon
300
ASML
ASML
$675B
$1.78M 0.06%
1,839
+351
+24% +$311K
10 11
12
13 14

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.