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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGS icon
2951
Progress Software
PRGS
$1.59B
– –
-170
Closed -$7.47K
PRGO icon
2952
Perrigo
PRGO
$1.4B
– –
-933
Closed -$20.8K
PRLB icon
2953
Protolabs
PRLB
$1.85B
– –
-7
Closed -$350
PRME icon
2954
Prime Medicine
PRME
$544M
– –
-200
Closed -$1.11K
PRVA icon
2955
Privia Health
PRVA
$3.11B
– –
-213
Closed -$5.3K
PSCC icon
2956
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$38.5M
– –
-65
Closed -$2.14K
PSCT icon
2957
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
– –
-180
Closed -$9.55K
PSDM icon
2958
PGIM Short Duration Multi-Sector Bond ETF
PSDM
$208M
– –
-135
Closed -$6.96K
PSEC icon
2959
Prospect Capital
PSEC
$1.12B
– –
-151
Closed -$415
PSFF icon
2960
Pacer Swan SOS Fund of Funds ETF
PSFF
$589M
– –
-440
Closed -$13.9K
PSK icon
2961
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
– –
-101
Closed -$3.34K
PSMJ icon
2962
Pacer Swan SOS Moderate July ETF
PSMJ
$92.6M
– –
-50
Closed -$1.58K
PSMT icon
2963
Pricesmart
PSMT
$5.81B
– –
-178
Closed -$21.6K
PSNL icon
2964
Personalis
PSNL
$1.28B
– –
-134
Closed -$874
PSNY icon
2965
Polestar Automotive Holding UK
PSNY
$2.04B
– –
-11
Closed -$305
PSO icon
2966
Pearson
PSO
$10.1B
– –
-1,692
Closed -$24K
PSP icon
2967
Invesco Global Listed Private Equity ETF
PSP
$230M
– –
-336
Closed -$23.2K
PSR icon
2968
Invesco Active US Real Estate Fund
PSR
$60.3M
– –
-183
Closed -$16.9K
P
2969
Everpure Inc
P
$24.7B
– –
-1,897
Closed -$159K
PSTL
2970
Postal Realty Trust
PSTL
$722M
– –
-18
Closed -$282
PTC icon
2971
PTC
PTC
$14.5B
– –
-434
Closed -$88.1K
PTCT icon
2972
PTC Therapeutics
PTCT
$6.29B
– –
-814
Closed -$50K
PTEN icon
2973
Patterson-UTI
PTEN
$3.57B
– –
-1,241
Closed -$6.43K
PTF icon
2974
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
– –
-10
Closed -$748
PTGX icon
2975
Protagonist Therapeutics
PTGX
$8.72B
– –
-32
Closed -$2.13K
117 118
119
120 121

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.