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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOR
2951
Source Capital
SOR
$370M
$5.22K ﹤0.01%
116
– –
RAL
2952
Ralliant Corp
RAL
$7.71B
$5.2K ﹤0.01%
119
-4,508
-97% -$200K
SEM
2953
DELISTED
Select Medical
SEM
$5.2K ﹤0.01%
405
-42
-9% -$560
IGPT icon
2954
Invesco AI and Next Gen Software ETF
IGPT
$1.16B
$5.19K ﹤0.01%
96
+14
+17% +$716
BOH icon
2955
Bank of Hawaii
BOH
$3.2B
$5.19K ﹤0.01%
79
-38
-32% -$2.53K
KNX icon
2956
Knight Transportation
KNX
$11.3B
$5.18K ﹤0.01%
131
-126
-49% -$5.46K
ASTS icon
2957
AST SpaceMobile
ASTS
$17B
$5.15K ﹤0.01%
105
-67
-39% -$3.23K
BWZ icon
2958
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$5.15K ﹤0.01%
185
-654
-78% -$18.1K
RNP icon
2959
Cohen & Steers REIT and Preferred and Income Fund
RNP
$995M
$5.13K ﹤0.01%
228
– –
QEFA icon
2960
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
$5.1K ﹤0.01%
58
-40
-41% -$3.45K
SFNC icon
2961
Simmons First National
SFNC
$3.34B
$5.08K ﹤0.01%
265
-18
-6% -$359
VSXY
2962
Victoria's Secret
VSXY
$6.71B
$5.08K ﹤0.01%
187
+9
+5% +$202
AGZD icon
2963
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$5.02K ﹤0.01%
223
– –
PFRL icon
2964
PGIM Floating Rate Income ETF
PFRL
$122M
$5.01K ﹤0.01%
100
– –
ESQ icon
2965
Esquire Financial Holdings
ESQ
$1.04B
$5K ﹤0.01%
49
+11
+29% +$1.08K
CMPR icon
2966
Cimpress
CMPR
$2.4B
$4.98K ﹤0.01%
79
– –
VICR icon
2967
Vicor
VICR
$9.12B
$4.97K ﹤0.01%
100
– –
COHU icon
2968
Cohu
COHU
$2.22B
$4.96K ﹤0.01%
244
+62
+34% +$1.25K
NVST icon
2969
Envista
NVST
$4.31B
$4.95K ﹤0.01%
243
+18
+8% +$370
SPHB icon
2970
Invesco S&P 500 High Beta ETF
SPHB
$969M
$4.94K ﹤0.01%
+45
New +$4.69K
ZION icon
2971
Zions Bancorporation
ZION
$10B
$4.92K ﹤0.01%
87
+35
+67% +$1.95K
CHPT icon
2972
ChargePoint
CHPT
$136M
$4.91K ﹤0.01%
450
-8
-2% -$92
TTGT icon
2973
TechTarget
TTGT
$286M
$4.89K ﹤0.01%
842
– –
RR icon
2974
Richtech Robotics
RR
$329M
$4.84K ﹤0.01%
+1,129
New +$2.97K
TE
2975
T1 Energy
TE
$1.35B
$4.83K ﹤0.01%
2,216
– –
117 118
119
120 121

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.