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Principal Securities’s PGIM Floating Rate Income ETF PFRL Stock Holding History

Principal Securities’s Portfolio PFRL Stock Details PFRL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-100
Closed -$5.01K – 2902
2025
Q3 		$5.01K Hold
100
– – ﹤0.01% 2964
2025
Q2 		$5.02K Hold
100
– – ﹤0.01% 2869
2025
Q1 		$5.03K Hold
100
– – ﹤0.01% 2769
2024
Q4 		$5.03K Hold
100
– – ﹤0.01% 2766
2024
Q3 		$5.07K Hold
100
– – ﹤0.01% 2673
2024
Q2 		$5.05K Buy
+100
New +$5.06K ﹤0.01% 2639

Other funds holding PFRL

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
MNBTD
Moody National Bank Trust Division Galveston, Texas $1.21B AUM 38.93% 1-Year Est. Return
KPWS
Kestra Private Wealth Services Austin, Texas $8.11B AUM 24.74% 1-Year Est. Return
RC
Rovin Capital Mesa, Arizona $377M AUM 13.67% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
WAP
Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return
SSWM
Sheets Smith Wealth Management Winston-Salem, North Carolina $1B AUM 29.77% 1-Year Est. Return

Principal Securities's PFRL Position: Q4 2025 in Review

Principal Securities sold out of PGIM Floating Rate Income ETF (PFRL) in Q4 2025, closing a stake of 100 shares — an estimated $5.01K sold.

Principal Securities first reported a position in PFRL in Q2 2024 and held it in 6 quarters. The position peaked at $5.07K in Q3 2024. 28 funds tracked by Wall St. Rank hold PFRL as of Q4 2025.

  • Principal Securities reported no remaining PGIM Floating Rate Income ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 100 PGIM Floating Rate Income ETF shares in Q4 2025, an estimated $5.01K.
  • Principal Securities first reported a position in PGIM Floating Rate Income ETF in Q2 2024 and held it in 6 quarters.
  • Principal Securities's PGIM Floating Rate Income ETF position peaked at $5.07K in Q3 2024.
  • 28 funds tracked by Wall St. Rank held PGIM Floating Rate Income ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.