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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTA icon
2901
Simplify Managed Futures Strategy ETF
CTA
$1.57B
$2.37K ﹤0.01%
91
– –
EXTR icon
2902
Extreme Networks
EXTR
$3.86B
$2.36K ﹤0.01%
157
+34
+28% +$482
NIE
2903
Virtus Equity & Convertible Income Fund
NIE
$718M
$2.35K ﹤0.01%
102
– –
NGVC icon
2904
Vitamin Cottage Natural Grocers
NGVC
$722M
$2.35K ﹤0.01%
79
– –
BKU icon
2905
Bankunited
BKU
$3.42B
$2.33K ﹤0.01%
64
+20
+45% +$710
EWA icon
2906
iShares MSCI Australia ETF
EWA
$1.37B
$2.33K ﹤0.01%
86
– –
CASS icon
2907
Cass Information Systems
CASS
$708M
$2.32K ﹤0.01%
56
– –
RRX icon
2908
Regal Rexnord
RRX
$13.8B
$2.32K ﹤0.01%
14
-30
-68% -$4.63K
SDRL icon
2909
Seadrill
SDRL
$2.71B
$2.31K ﹤0.01%
58
+7
+14% +$322
IRTC icon
2910
iRhythm Holdings
IRTC
$3.74B
$2.3K ﹤0.01%
31
+17
+121% +$1.35K
REET icon
2911
iShares Global REIT ETF
REET
$5.18B
$2.29K ﹤0.01%
86
-3,062
-97% -$77.4K
SWX icon
2912
Southwest Gas
SWX
$6.72B
$2.29K ﹤0.01%
31
-110
-78% -$7.95K
TCBI icon
2913
Texas Capital Bancshares
TCBI
$4.34B
$2.29K ﹤0.01%
32
+25
+357% +$1.64K
FRO icon
2914
Frontline
FRO
$8.7B
$2.29K ﹤0.01%
100
– –
DQ
2915
Daqo New Energy
DQ
$822M
$2.28K ﹤0.01%
112
+68
+155% +$1.1K
IETC icon
2916
iShares US Tech Independence Focused ETF
IETC
$656M
$2.27K ﹤0.01%
29
– –
ZETA icon
2917
Zeta Global
ZETA
$5.05B
$2.27K ﹤0.01%
+76
New +$1.79K
TLRY icon
2918
Tilray
TLRY
$490M
$2.26K ﹤0.01%
129
– –
YELP icon
2919
Yelp
YELP
$1.45B
$2.25K ﹤0.01%
64
-46
-42% -$1.61K
IMCR icon
2920
Immunocore
IMCR
$1.78B
$2.24K ﹤0.01%
72
-9
-11% -$327
XJH icon
2921
iShares ESG Screened S&P Mid-Cap ETF
XJH
$420M
$2.24K ﹤0.01%
53
– –
ACB
2922
Aurora Cannabis
ACB
$170M
$2.24K ﹤0.01%
381
+208
+120% +$1.23K
RMAX icon
2923
RE/MAX Holdings
RMAX
$209M
$2.22K ﹤0.01%
178
– –
MGRC icon
2924
McGrath RentCorp
MGRC
$2.96B
$2.21K ﹤0.01%
21
– –
EUSA icon
2925
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
$2.2K ﹤0.01%
+23
New +$2.1K
115 116
117
118 119

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.