Principal Securities’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Principal Securities’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-102	Closed	-$2.56K	–	2744
2025 Q3	$2.56K	Sell	102 -375	-79%	-$9.16K	﹤0.01%	3169
2025 Q2	$11.4K	Buy	477 +375	+368%	+$8.39K	﹤0.01%	2569
2025 Q1	$2.52K	Hold	102	–	–	﹤0.01%	2986
2024 Q4	$2.52K	Hold	102	–	–	﹤0.01%	2981
2024 Q3	$2.35K	Hold	102	–	–	﹤0.01%	2904
2024 Q2	$2.37K	Hold	102	–	–	﹤0.01%	2862
2024 Q1	$2.28K	Hold	102	–	–	﹤0.01%	2839
2023 Q4	$2.13K	Buy	+102	New	+$2.07K	﹤0.01%	2795

Other funds holding NIE

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SDWIA

Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return

Principal Securities's NIE Position: Q4 2025 in Review

Principal Securities sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2025, closing a stake of 102 shares — an estimated $2.56K sold.

Principal Securities first reported a position in NIE in Q4 2023 and held it in 8 quarters. The position peaked at $11.4K in Q2 2025. 90 funds tracked by Wall St. Rank hold NIE as of Q4 2025.

Principal Securities reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 102 Virtus Equity & Convertible Income Fund shares in Q4 2025, an estimated $2.56K.
Principal Securities first reported a position in Virtus Equity & Convertible Income Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's Virtus Equity & Convertible Income Fund position peaked at $11.4K in Q2 2025.
90 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.