We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCH
2876
DELISTED
PotlatchDeltic
PCH
– –
-195
Closed -$7.95K
PCTY icon
2877
Paylocity
PCTY
$6.97B
– –
-142
Closed -$22.6K
PCVX icon
2878
Vaxcyte
PCVX
$8.01B
– –
-155
Closed -$5.58K
PD icon
2879
PagerDuty
PD
$753M
– –
-164
Closed -$2.71K
PDBC icon
2880
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
– –
-1,614
Closed -$21.7K
PDD icon
2881
Pinduoduo
PDD
$121B
– –
-208
Closed -$27.5K
PDEC icon
2882
Innovator US Equity Power Buffer ETF December
PDEC
$978M
– –
-3,166
Closed -$133K
PDN icon
2883
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$350M
– –
-1,354
Closed -$55.7K
PDM
2884
Piedmont Realty Trust
PDM
$1.22B
– –
-3,500
Closed -$31.5K
PDO
2885
PIMCO Dynamic Income Opportunities Fund
PDO
$1.83B
– –
-3,435
Closed -$48.5K
PEB icon
2886
Pebblebrook Hotel Trust
PEB
$2.19B
– –
-3,381
Closed -$38.5K
PEBO icon
2887
Peoples Bancorp
PEBO
$1.46B
– –
-350
Closed -$10.5K
PECO icon
2888
Phillips Edison & Co
PECO
$5.46B
– –
-300
Closed -$10.3K
PEGA icon
2889
Pegasystems
PEGA
$4.7B
– –
-2,259
Closed -$130K
PEJ icon
2890
Invesco Leisure and Entertainment ETF
PEJ
$259M
– –
-120
Closed -$7.27K
PEN icon
2891
Penumbra
PEN
$12.6B
– –
-325
Closed -$82.3K
PENN icon
2892
PENN Entertainment
PENN
$2.83B
– –
-838
Closed -$16.1K
PETS icon
2893
PetMed Express
PETS
$42.1M
– –
-1,420
Closed -$3.56K
PEX icon
2894
ProShares Global Listed Private Equity ETF
PEX
$11.3M
– –
-1,797
Closed -$47.3K
PFFA icon
2895
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
– –
-1,473
Closed -$32K
PFFV icon
2896
Global X Variable Rate Preferred ETF
PFFV
$304M
– –
-234
Closed -$5.41K
PFGC icon
2897
Performance Food Group
PFGC
$18B
– –
-1,256
Closed -$131K
PFIG icon
2898
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
– –
-114
Closed -$2.76K
PFIX icon
2899
Simplify Interest Rate Hedge ETF
PFIX
$168M
– –
-757
Closed -$36.5K
PFLD icon
2900
AAM Low Duration Preferred and Income Securities ETF
PFLD
$415M
– –
-4,204
Closed -$82.8K
114 115
116
117 118

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.