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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICE icon
2801
AdvisorShares Vice ETF
VICE
$7.27M
$3.4K ﹤0.01%
107
– –
BBD icon
2802
Banco Bradesco
BBD
$38.4B
$3.38K ﹤0.01%
1,272
+73
+6% +$187
CRNX icon
2803
Crinetics Pharmaceuticals
CRNX
$8.88B
$3.37K ﹤0.01%
66
+21
+47% +$1.08K
TJUL icon
2804
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$129M
$3.35K ﹤0.01%
122
-4,000
-97% -$108K
ABG icon
2805
Asbury Automotive
ABG
$4.22B
$3.34K ﹤0.01%
14
+9
+180% +$2.12K
FAD icon
2806
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$3.34K ﹤0.01%
25
-50
-67% -$6.33K
QQQE icon
2807
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.32B
$3.34K ﹤0.01%
37
-25
-40% -$2.2K
KB icon
2808
KB Financial Group
KB
$41.3B
$3.33K ﹤0.01%
54
+11
+26% +$683
SWTX
2809
DELISTED
SpringWorks Therapeutics
SWTX
$3.33K ﹤0.01%
104
+55
+112% +$2.06K
SHO icon
2810
Sunstone Hotel Investors
SHO
$2.21B
$3.31K ﹤0.01%
321
+84
+35% +$859
PD icon
2811
PagerDuty
PD
$760M
$3.3K ﹤0.01%
178
+156
+709% +$3.04K
POWR
2812
iShares U.S. Power Infrastructure ETF
POWR
$443M
$3.3K ﹤0.01%
133
– –
SRAD icon
2813
Sportradar
SRAD
$4.35B
$3.29K ﹤0.01%
272
+95
+54% +$1.09K
PARA
2814
DELISTED
Paramount Global Class B
PARA
$3.27K ﹤0.01%
308
+124
+67% +$1.35K
UTI icon
2815
Universal Technical Institute
UTI
$2.12B
$3.25K ﹤0.01%
200
– –
MAC icon
2816
Macerich
MAC
$7.38B
$3.21K ﹤0.01%
176
+102
+138% +$1.61K
LBTYA icon
2817
Liberty Global Class A
LBTYA
$3.35B
$3.17K ﹤0.01%
150
+49
+49% +$945
ANIX icon
2818
Anixa Biosciences
ANIX
$114M
$3.15K ﹤0.01%
1,000
– –
OPLN
2819
Openlane
OPLN
$4.24B
$3.14K ﹤0.01%
186
– –
RELY icon
2820
Remitly
RELY
$4.84B
$3.12K ﹤0.01%
+233
New +$3.16K
PKB icon
2821
Invesco Building & Construction ETF
PKB
$437M
$3.1K ﹤0.01%
39
-17
-30% -$1.24K
EWN icon
2822
iShares MSCI Netherlands ETF
EWN
$561M
$3.1K ﹤0.01%
61
– –
MTZ icon
2823
MasTec
MTZ
$26.1B
$3.08K ﹤0.01%
25
+14
+127% +$1.53K
EMBJ
2824
Embraer S.A. ADS
EMBJ
$12.1B
$3.08K ﹤0.01%
87
-3
-3% -$95
IMVP
2825
Invesco India ETF
IMVP
$123M
$3.07K ﹤0.01%
100
– –
111 112
113
114 115

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.