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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUKZ icon
2776
Range Nuclear Renaissance Index ETF
NUKZ
$775M
– –
-210
Closed -$13.7K
NULV icon
2777
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
– –
-431
Closed -$18.9K
NUMG icon
2778
Nuveen ESG Mid-Cap Growth ETF
NUMG
$348M
– –
-1,613
Closed -$78.5K
NUMV icon
2779
Nuveen ESG Mid-Cap Value ETF
NUMV
$449M
– –
-928
Closed -$35.9K
NUS icon
2780
Nu Skin
NUS
$250M
– –
-247
Closed -$3.01K
NVCR icon
2781
NovoCure
NVCR
$1.97B
– –
-50
Closed -$646
NVEC icon
2782
NVE Corp
NVEC
$568M
– –
-45
Closed -$2.94K
NVMI
2783
Nova
NVMI
$13.6B
– –
-25
Closed -$7.99K
NVST icon
2784
Envista
NVST
$4.34B
– –
-243
Closed -$4.95K
NVX
2785
NOVONIX
NVX
$100M
– –
-100
Closed -$128
NWE icon
2786
NorthWestern Energy
NWE
$4.44B
– –
-1,344
Closed -$78.8K
NWBI icon
2787
Northwest Bancshares
NWBI
$2.25B
– –
-55
Closed -$681
NWN icon
2788
Northwest Natural Holdings
NWN
$2.16B
– –
-65
Closed -$2.92K
NWS icon
2789
News Corp Class B
NWS
$16.7B
– –
-193
Closed -$6.67K
NWSA icon
2790
News Corp Class A
NWSA
$14.8B
– –
-3,689
Closed -$113K
NXRT
2791
NexPoint Residential Trust
NXRT
$671M
– –
-193
Closed -$6.22K
NXST icon
2792
Nexstar Media Group
NXST
$5.67B
– –
-235
Closed -$46.5K
NXT icon
2793
Nextpower Inc
NXT
$15.7B
– –
-1,642
Closed -$121K
NXTG icon
2794
First Trust Indxx NextG ETF
NXTG
$539M
– –
-95
Closed -$9.84K
NYT icon
2795
New York Times
NYT
$11.7B
– –
-204
Closed -$11.7K
NZF icon
2796
Nuveen Municipal Credit Income Fund
NZF
$2.41B
– –
-642
Closed -$8.06K
OAEM icon
2797
OneAscent Emerging Markets ETF
OAEM
$123M
– –
-1,601
Closed -$55.1K
OAIM icon
2798
OneAscent International Equity ETF
OAIM
$359M
– –
-2,403
Closed -$96.6K
OBDC icon
2799
Blue Owl Capital
OBDC
$5.42B
– –
-300
Closed -$3.83K
OBIL icon
2800
US Treasury 12 Month Bill ETF
OBIL
$307M
– –
-181
Closed -$9.11K
110 111
112
113 114

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.