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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCFC icon
2776
OceanFirst Financial
OCFC
$1.7B
$3.64K ﹤0.01%
196
– –
FUTU icon
2777
Futu Holdings
FUTU
$14.6B
$3.63K ﹤0.01%
38
-73
-66% -$4.65K
FIVE icon
2778
Five Below
FIVE
$11.5B
$3.62K ﹤0.01%
41
-483
-92% -$40.7K
ABCB icon
2779
Ameris Bancorp
ABCB
$5.77B
$3.62K ﹤0.01%
58
-287
-83% -$16.8K
EWL icon
2780
iShares MSCI Switzerland ETF
EWL
$2.16B
$3.6K ﹤0.01%
69
-45
-39% -$2.27K
LI icon
2781
Li Auto
LI
$13.1B
$3.59K ﹤0.01%
140
+10
+8% +$203
PSCC icon
2782
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$38.5M
$3.58K ﹤0.01%
95
-1,040
-92% -$38.3K
IDYA icon
2783
IDEAYA Biosciences
IDYA
$3.54B
$3.58K ﹤0.01%
113
+59
+109% +$2.24K
DEI icon
2784
Douglas Emmett
DEI
$2.03B
$3.55K ﹤0.01%
202
+54
+36% +$835
MGIC
2785
DELISTED
Magic Software Enterprises
MGIC
$3.55K ﹤0.01%
300
– –
NVMI
2786
Nova
NVMI
$13.6B
$3.54K ﹤0.01%
17
+7
+70% +$1.49K
STAA icon
2787
STAAR Surgical
STAA
$1.14B
$3.53K ﹤0.01%
95
-2
-2% -$75
WUGI icon
2788
AXS Esoterica NextG Economy ETF
WUGI
$30.1M
$3.53K ﹤0.01%
50
– –
SDVD icon
2789
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$913M
$3.51K ﹤0.01%
159
– –
DMO
2790
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.51K ﹤0.01%
293
-243
-45% -$2.94K
CIB icon
2791
Grupo Cibest SA
CIB
$20.9B
$3.48K ﹤0.01%
111
+7
+7% +$230
KSS icon
2792
Kohl's
KSS
$2.1B
$3.48K ﹤0.01%
165
-402
-71% -$8.19K
NINE
2793
DELISTED
Nine Energy Service
NINE
$3.48K ﹤0.01%
3,080
+750
+32% +$1.07K
CTLP
2794
DELISTED
Cantaloupe
CTLP
$3.48K ﹤0.01%
470
-1,516
-76% -$10.4K
ATHM icon
2795
Autohome
ATHM
$2.46B
$3.46K ﹤0.01%
106
-371
-78% -$9.67K
JTEK icon
2796
JPMorgan US Tech Leaders ETF
JTEK
$4.09B
$3.43K ﹤0.01%
50
– –
QS icon
2797
QuantumScape Corp
QS
$3.19B
$3.43K ﹤0.01%
597
+98
+20% +$604
AEYE icon
2798
AudioEye
AEYE
$74.7M
$3.43K ﹤0.01%
+150
New +$3.3K
IQDF icon
2799
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$3.42K ﹤0.01%
130
– –
PLMR icon
2800
Palomar
PLMR
$3.73B
$3.41K ﹤0.01%
36
+6
+20% +$553
110 111
112
113 114

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.