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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYB icon
251
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$133M
$2.38M 0.07%
53,745
+53,365
+14,043% +$2.35M
EWZ icon
252
iShares MSCI Brazil ETF
EWZ
$9.05B
$2.36M 0.07%
72,789
-7,593
-9% -$251K
FDVV icon
253
Fidelity High Dividend ETF
FDVV
$10.1B
$2.33M 0.07%
51,391
+30,279
+143% +$1.32M
ROP icon
254
Roper Technologies
ROP
$36.3B
$2.28M 0.07%
4,064
+272
+7% +$148K
BUI icon
255
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$2.27M 0.07%
105,328
-19,692
-16% -$418K
JPST icon
256
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.26M 0.07%
44,790
-6,801
-13% -$342K
SLYV icon
257
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.23M 0.07%
26,929
-738
-3% -$59.2K
CI icon
258
Cigna
CI
$76.6B
$2.23M 0.07%
6,129
+1,024
+20% +$337K
FAB icon
259
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$2.21M 0.07%
26,807
-5,532
-17% -$430K
ITM icon
260
VanEck Intermediate Muni ETF
ITM
$2.14B
$2.21M 0.07%
47,491
+1,904
+4% +$88.7K
PFE icon
261
Pfizer
PFE
$140B
$2.19M 0.07%
78,811
-4,298
-5% -$119K
GSK icon
262
GSK
GSK
$103B
$2.17M 0.07%
50,669
+303
+0.6% +$12.5K
CSCO icon
263
Cisco
CSCO
$450B
$2.13M 0.07%
42,682
-8,373
-16% -$418K
DVY icon
264
iShares Select Dividend ETF
DVY
$24B
$2.13M 0.07%
17,252
+3,399
+25% +$398K
USB icon
265
US Bancorp
USB
$99.6B
$2.12M 0.07%
47,487
+11,395
+32% +$481K
FTSM icon
266
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.1M 0.07%
35,287
-7,604
-18% -$454K
VRP icon
267
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.1M 0.07%
88,433
+2,403
+3% +$56.4K
SGOV icon
268
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$2.09M 0.07%
20,718
+5,804
+39% +$583K
LOW icon
269
Lowe's Companies
LOW
$116B
$2.07M 0.06%
8,131
+854
+12% +$196K
SPLB icon
270
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$2.04M 0.06%
87,603
+44,677
+104% +$1.03M
MCHP icon
271
Microchip Technology
MCHP
$42.8B
$2.03M 0.06%
22,646
+11,739
+108% +$1.01M
SUB icon
272
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.02M 0.06%
19,309
+810
+4% +$85K
PLD icon
273
Prologis
PLD
$138B
$1.99M 0.06%
15,315
+644
+4% +$84.1K
JMUB icon
274
JPMorgan Municipal ETF
JMUB
$8.19B
$1.99M 0.06%
39,303
+999
+3% +$50.7K
FTGC icon
275
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$1.98M 0.06%
83,367
-13,842
-14% -$319K
9 10
11
12 13

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.