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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KALU icon
2676
Kaiser Aluminum
KALU
$2.65B
$5K ﹤0.01%
69
-3
-4% -$231
NVEI
2677
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
$5K ﹤0.01%
150
– –
JULH icon
2678
Innovator Premium Income 20 Barrier ETF July
JULH
$15.5M
$4.99K ﹤0.01%
200
– –
LUMN icon
2679
Lumen
LUMN
$6.45B
$4.97K ﹤0.01%
700
+12
+2% +$51
CLB icon
2680
Core Laboratories
CLB
$518M
$4.95K ﹤0.01%
267
+39
+17% +$783
VBF icon
2681
Invesco Bond Fund
VBF
$169M
$4.92K ﹤0.01%
289
+75
+35% +$1.24K
ENZL icon
2682
iShares MSCI New Zealand ETF
ENZL
$76.6M
$4.89K ﹤0.01%
99
– –
FLHY icon
2683
Franklin High Yield Corporate ETF
FLHY
$1.21B
$4.89K ﹤0.01%
+200
New +$4.82K
GREK
2684
Global X MSCI Greece ETF
GREK
$292M
$4.88K ﹤0.01%
113
-9
-7% -$378
CQP icon
2685
Cheniere Energy
CQP
$30.5B
$4.87K ﹤0.01%
100
-67
-40% -$3.33K
XHS icon
2686
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$4.84K ﹤0.01%
50
– –
COHR icon
2687
Coherent
COHR
$53.1B
$4.8K ﹤0.01%
+54
New +$4.04K
ITEQ icon
2688
Amplify BlueStar Israel Technology ETF
ITEQ
$115M
$4.79K ﹤0.01%
100
– –
DLX icon
2689
Deluxe
DLX
$1.22B
$4.78K ﹤0.01%
245
-374
-60% -$7.8K
ORA icon
2690
Ormat Technologies
ORA
$6.28B
$4.77K ﹤0.01%
62
+23
+59% +$1.71K
ZK
2691
DELISTED
Zeekr
ZK
$4.77K ﹤0.01%
+214
New +$3.63K
BHE icon
2692
Benchmark Electronics
BHE
$2.86B
$4.74K ﹤0.01%
107
-9
-8% -$376
KBWD icon
2693
Invesco KBW High Dividend Yield Financial ETF
KBWD
$412M
$4.74K ﹤0.01%
310
– –
OCTT icon
2694
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
$55.9M
$4.69K ﹤0.01%
125
– –
S icon
2695
SentinelOne
S
$6.22B
$4.69K ﹤0.01%
196
+31
+19% +$700
SFY icon
2696
SoFi Select 500 ETF
SFY
$650M
$4.68K ﹤0.01%
+45
New +$4.49K
FROG icon
2697
JFrog
FROG
$9.84B
$4.67K ﹤0.01%
161
+77
+92% +$2.42K
JPIE icon
2698
JPMorgan Income ETF
JPIE
$10.1B
$4.64K ﹤0.01%
100
– –
AAON icon
2699
Aaon
AAON
$8.27B
$4.64K ﹤0.01%
43
+24
+126% +$2.19K
OVLY icon
2700
Oak Valley Bancorp
OVLY
$279M
$4.6K ﹤0.01%
173
-9
-5% -$234
106 107
108
109 110

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.