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Principal Securities’s AllianzIM U.S. Equity Buffer10 Oct ETF OCTT Stock Holding History

Principal Securities’s Portfolio OCTT Stock Details OCTT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-125
Closed -$4.78K – 3828
2025
Q1 		$4.78K Hold
125
– – ﹤0.01% 2789
2024
Q4 		$4.78K Hold
125
– – ﹤0.01% 2786
2024
Q3 		$4.69K Hold
125
– – ﹤0.01% 2695
2024
Q2 		$4.6K Hold
125
– – ﹤0.01% 2665
2024
Q1 		$4.49K Hold
125
– – ﹤0.01% 2642
2023
Q4 		$4.27K Buy
+125
New +$4.08K ﹤0.01% 2585

Other funds holding OCTT

AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WIM
WealthPlan Investment Management Omaha, Nebraska $1.79B AUM 17.59% 1-Year Est. Return
SL
Sentinus LLC Oak Brook, Illinois $1.11B AUM 17.13% 1-Year Est. Return
FWM
FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return
SW
SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
FI
FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
WP
WealthPLAN Partners Omaha, Nebraska $518M AUM 17.96% 1-Year Est. Return

Principal Securities's OCTT Position: Q2 2025 in Review

Principal Securities sold out of AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) in Q2 2025, closing a stake of 125 shares — an estimated $4.78K sold.

Principal Securities first reported a position in OCTT in Q4 2023 and held it in 6 quarters. The position peaked at $4.78K in Q1 2025. 46 funds tracked by Wall St. Rank hold OCTT as of Q2 2025.

  • Principal Securities reported no remaining AllianzIM U.S. Equity Buffer10 Oct ETF position as of Q2 2025 after selling out during the quarter.
  • Principal Securities sold 125 AllianzIM U.S. Equity Buffer10 Oct ETF shares in Q2 2025, an estimated $4.78K.
  • Principal Securities first reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF in Q4 2023 and held it in 6 quarters.
  • Principal Securities's AllianzIM U.S. Equity Buffer10 Oct ETF position peaked at $4.78K in Q1 2025.
  • 46 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Oct ETF as of Q2 2025.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.