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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUN icon
2651
Cedar Fair
FUN
$1.8B
$5.4K ﹤0.01%
134
+1
+0.8% +$46
BFH icon
2652
Bread Financial
BFH
$4.29B
$5.38K ﹤0.01%
113
+75
+197% +$3.82K
CLM icon
2653
Cornerstone Strategic Value Fund
CLM
$2.17B
$5.38K ﹤0.01%
711
– –
KN icon
2654
Knowles
KN
$3.2B
$5.37K ﹤0.01%
298
+118
+66% +$2.09K
RH icon
2655
RH
RH
$3.4B
$5.35K ﹤0.01%
16
+9
+129% +$2.48K
BEAM icon
2656
Beam Therapeutics
BEAM
$2.58B
$5.29K ﹤0.01%
216
+25
+13% +$646
SIG icon
2657
Signet Jewelers
SIG
$3.72B
$5.26K ﹤0.01%
51
– –
ROBT icon
2658
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$704M
$5.25K ﹤0.01%
120
– –
PVH icon
2659
PVH
PVH
$3.87B
$5.24K ﹤0.01%
52
-16
-24% -$1.59K
COTY icon
2660
Coty
COTY
$2.39B
$5.23K ﹤0.01%
557
+67
+14% +$639
NWS icon
2661
News Corp Class B
NWS
$16.8B
$5.23K ﹤0.01%
187
+7
+4% +$197
MC icon
2662
Moelis & Co
MC
$5.04B
$5.21K ﹤0.01%
76
– –
VSXY
2663
Victoria's Secret
VSXY
$6.78B
$5.19K ﹤0.01%
202
– –
KEEL
2664
Keel Infrastructure Corp
KEEL
$2.45B
$5.17K ﹤0.01%
2,450
– –
SHG icon
2665
Shinhan Financial Group
SHG
$33.6B
$5.13K ﹤0.01%
121
+40
+49% +$1.64K
NLOP
2666
Net Lease Office Properties
NLOP
$171M
$5.11K ﹤0.01%
167
-46
-22% -$1.32K
IDRV icon
2667
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$5.11K ﹤0.01%
161
– –
CSGS
2668
DELISTED
CSG Systems International
CSGS
$5.11K ﹤0.01%
105
+15
+17% +$684
DEUS icon
2669
Xtrackers Russell US Multifactor ETF
DEUS
$301M
$5.09K ﹤0.01%
93
-28
-23% -$1.47K
HOMZ icon
2670
Hoya Capital Housing ETF
HOMZ
$36M
$5.09K ﹤0.01%
100
– –
NEOG icon
2671
Neogen
NEOG
$2.03B
$5.08K ﹤0.01%
302
+34
+13% +$560
PFRL icon
2672
PGIM Floating Rate Income ETF
PFRL
$122M
$5.07K ﹤0.01%
100
– –
OXY.WS icon
2673
Occidental Petroleum Corp Warrants
OXY.WS
$31.1B
$5.05K ﹤0.01%
170
-19
-10% -$668
AAT
2674
American Assets Trust
AAT
$1.49B
$5.05K ﹤0.01%
189
+40
+27% +$1.01K
LXP icon
2675
LXP Industrial Trust
LXP
$3.52B
$5K ﹤0.01%
100
+9
+10% +$449
105 106
107
108 109

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.