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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCII icon
2576
LCI Industries
LCII
$2.62B
– –
-120
Closed -$11.2K
LCTU icon
2577
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.2B
– –
-679
Closed -$49.3K
LE icon
2578
Lands' End
LE
$390M
– –
-64
Closed -$902
LECO icon
2579
Lincoln Electric
LECO
$14.7B
– –
-337
Closed -$79.5K
LEG icon
2580
Leggett & Platt
LEG
$1.47B
– –
-88
Closed -$781
LEMB icon
2581
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$736M
– –
-869
Closed -$35.8K
LEN.B icon
2582
Lennar Class B
LEN.B
$20.7B
– –
-501
Closed -$60.1K
LEU icon
2583
Centrus Energy
LEU
$3.34B
– –
-7
Closed -$2.17K
LEVI icon
2584
Levi Strauss
LEVI
$9.76B
– –
-332
Closed -$7.74K
LFUS icon
2585
Littelfuse
LFUS
$9.89B
– –
-341
Closed -$88.3K
LFVN icon
2586
LifeVantage
LFVN
$80.9M
– –
-29
Closed -$282
LGIH icon
2587
LGI Homes
LGIH
$1.43B
– –
-155
Closed -$8.02K
LGLV icon
2588
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
– –
-7
Closed -$1.25K
LI icon
2589
Li Auto
LI
$13.7B
– –
-61
Closed -$1.55K
LII icon
2590
Lennox International
LII
$19B
– –
-390
Closed -$206K
LIT icon
2591
Global X Lithium & Battery Tech ETF
LIT
$1.46B
– –
-1,197
Closed -$68K
LITE icon
2592
Lumentum
LITE
$50.7B
– –
-28
Closed -$4.56K
LJAN icon
2593
Innovator Premium Income 15 Buffer ETF January
LJAN
$12.4M
– –
-2,025
Closed -$50K
LKFN icon
2594
Lakeland Financial Corp
LKFN
$1.58B
– –
-177
Closed -$11.4K
LKQ icon
2595
LKQ Corp
LKQ
$6.79B
– –
-5,706
Closed -$174K
LLYVA icon
2596
Liberty Live Group Series A
LLYVA
$9.14B
– –
-37
Closed -$3.49K
LLYVK icon
2597
Liberty Live Group Series C
LLYVK
$9.46B
– –
-876
Closed -$84.9K
LMAT icon
2598
LeMaitre Vascular
LMAT
$2.34B
– –
-276
Closed -$24.2K
LMB icon
2599
Limbach Holdings
LMB
$862M
– –
-5
Closed -$486
LMND icon
2600
Lemonade
LMND
$4.77B
– –
-36
Closed -$1.93K
102 103
104
105 106

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.