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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
2551
La-Z-Boy
LZB
$1.62B
$7.3K ﹤0.01%
170
+20
+13% +$823
ALV icon
2552
Autoliv
ALV
$8.76B
$7.28K ﹤0.01%
78
-59
-43% -$5.88K
BRFS
2553
DELISTED
BRF SA
BRFS
$7.25K ﹤0.01%
+1,658
New +$7.02K
CMCO icon
2554
Columbus McKinnon
CMCO
$472M
$7.2K ﹤0.01%
200
-8
-4% -$271
KBWP icon
2555
Invesco KBW Property & Casualty Insurance ETF
KBWP
$270M
$7.16K ﹤0.01%
62
– –
LSCC icon
2556
Lattice Semiconductor
LSCC
$16.8B
$7.16K ﹤0.01%
135
-395
-75% -$20.2K
HARD icon
2557
Simplify Commodities Strategy No K-1 ETF
HARD
$80.2M
$7.13K ﹤0.01%
283
-78
-22% -$1.89K
SUPN icon
2558
Supernus Pharmaceuticals
SUPN
$2.73B
$7.11K ﹤0.01%
228
+32
+16% +$999
KOF icon
2559
Coca-Cola Femsa
KOF
$22.9B
$7.1K ﹤0.01%
80
-2
-2% -$175
SHC icon
2560
Sotera Health
SHC
$4.92B
$7.1K ﹤0.01%
425
-21
-5% -$307
XIFR
2561
XPLR Infrastructure LP
XIFR
$1.19B
$7.06K ﹤0.01%
256
-104
-29% -$2.7K
FFBC icon
2562
First Financial Bancorp
FFBC
$3.52B
$7.04K ﹤0.01%
279
+35
+14% +$879
IZRL icon
2563
ARK Israel Innovative Technology ETF
IZRL
$141M
$7.01K ﹤0.01%
354
– –
EWQ icon
2564
iShares MSCI France ETF
EWQ
$326M
$6.99K ﹤0.01%
173
– –
EEMS icon
2565
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$355M
$6.89K ﹤0.01%
108
+16
+17% +$982
BNDD icon
2566
Quadratic Deflation ETF
BNDD
$25M
$6.78K ﹤0.01%
59
– –
XSOE icon
2567
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
$6.77K ﹤0.01%
205
-20
-9% -$621
SWN
2568
DELISTED
Southwestern Energy Company
SWN
$6.75K ﹤0.01%
949
+304
+47% +$1.96K
SDIV icon
2569
Global X SuperDividend ETF
SDIV
$1.21B
$6.71K ﹤0.01%
285
– –
ORI icon
2570
Old Republic International
ORI
$10.5B
$6.69K ﹤0.01%
189
-136
-42% -$4.6K
ALG icon
2571
Alamo Group
ALG
$2B
$6.67K ﹤0.01%
37
+3
+9% +$535
ALTM
2572
DELISTED
Arcadium Lithium plc
ALTM
$6.66K ﹤0.01%
2,336
-6,169
-73% -$17.9K
NPO icon
2573
Enpro
NPO
$6.95B
$6.65K ﹤0.01%
41
+5
+14% +$778
BSMQ icon
2574
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$270M
$6.65K ﹤0.01%
280
– –
BUFT icon
2575
FT Vest Buffered Allocation Defensive ETF
BUFT
$154M
$6.63K ﹤0.01%
300
– –
101 102
103
104 105

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.