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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
Arista Networks
ANET
$234B
| $5.8M | 0.09% |
47,204
+1,653
| +4% | +$221K |
2023 Q4
9 quarters
|
|
227
PIMCO Corporate & Income Strategy Fund
PCN
$810M
| $5.76M | 0.08% |
483,975
-18,789
| -4% | -$235K |
2023 Q4
9 quarters
|
|
228
Innovator US Equity Power Buffer ETF July
PJUL
$1.31B
| $5.75M | 0.08% |
125,073
-314
| -0.3% | -$14.6K |
2023 Q4
9 quarters
|
|
229
Fidelity Enhanced International ETF
FENI
$11.4B
| $5.73M | 0.08% |
154,142
-102,711
| -40% | -$3.95M |
2023 Q4
9 quarters
|
|
230
Comcast
CMCSA
$77.3B
| $5.7M | 0.08% |
198,660
+27,680
| +16% | +$828K |
2023 Q4
9 quarters
|
|
231
iShares Core Dividend Growth ETF
DGRO
$43.8B
| $5.7M | 0.08% |
81,165
-597
| -0.7% | -$42.8K |
2023 Q4
9 quarters
|
|
232
Blackrock
BLK
$174B
| $5.66M | 0.08% |
5,881
-35
| -0.6% | -$36.8K |
2023 Q4
9 quarters
|
|
233
Innovator US Small Cap Power Buffer ETF October
KOCT
$164M
| $5.66M | 0.08% |
166,700
-461
| -0.3% | -$15.9K |
2023 Q4
9 quarters
|
|
234
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
| $5.63M | 0.08% |
267,616
+26,729
| +11% | +$602K |
2023 Q4
9 quarters
|
|
235
Fidelity Total Bond ETF
FBND
$28.3B
| $5.58M | 0.08% |
122,306
+36,528
| +43% | +$1.68M |
2023 Q4
9 quarters
|
|
236
Brookfield
BN
$82.2B
| $5.55M | 0.08% |
137,252
+7,074
| +5% | +$314K |
2023 Q4
9 quarters
|
|
237
Schwab US Dividend Equity ETF
SCHD
$114B
| $5.52M | 0.08% |
179,784
-26,753
| -13% | -$812K |
2023 Q4
9 quarters
|
|
238
Vanguard Intermediate-Term Treasury ETF
VGIT
$40B
| $5.49M | 0.08% |
92,114
+4,853
| +6% | +$291K |
2023 Q4
9 quarters
|
|
239
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.43B
| $5.43M | 0.08% |
107,506
+1,342
| +1% | +$68K |
2023 Q4
9 quarters
|
|
240
Adobe
ADBE
$97.9B
| $5.42M | 0.08% |
22,309
+2,579
| +13% | +$714K |
2023 Q4
9 quarters
|
|
241
Simplify Target 15 Distribution ETF
XV
$82.8M
| $5.41M | 0.08% |
229,514
+150,408
| +190% | +$3.75M |
2025 Q3
2 quarters
|
|
242
ASML
ASML
$637B
| $5.4M | 0.08% |
4,092
-373
| -8% | -$511K |
2023 Q4
9 quarters
|
|
243
Innovator Growth-100 Power Buffer ETF July
NJUL
$281M
| $5.39M | 0.08% |
75,437
-202
| -0.3% | -$14.7K |
2023 Q4
9 quarters
|
|
244
Abbott
ABT
$181B
| $5.38M | 0.08% |
52,425
-5,987
| -10% | -$676K |
2023 Q4
9 quarters
|
|
245
Prologis
PLD
$121B
| $5.38M | 0.08% |
40,678
+1,040
| +3% | +$139K |
2023 Q4
9 quarters
|
|
246
TransDigm Group
TDG
$62.7B
| $5.36M | 0.08% |
4,628
+39
| +0.8% | +$51.1K |
2023 Q4
9 quarters
|
|
247
ConocoPhillips
COP
$170B
| $5.36M | 0.08% |
40,573
+10,837
| +36% | +$1.2M |
2023 Q4
9 quarters
|
|
248
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
| $5.34M | 0.08% |
115,684
+44,081
| +62% | +$2.07M |
2023 Q4
9 quarters
|
|
249
First Trust RBA American Industrial Renaissance ETF
AIRR
$8.67B
| $5.31M | 0.08% |
47,956
+3,502
| +8% | +$396K |
2023 Q4
9 quarters
|
|
250
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$50.8B
| $5.3M | 0.08% |
57,862
+29,019
| +101% | +$2.66M |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.