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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.44B
AUM Growth
+$306M
Cap. Flow
+$334M
Cap. Flow %
7.51%
Top 10 Hldgs %
20.62%
Holding
3,675
New
241
Increased
1,763
Reduced
875
Closed
130

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$58.9M
2
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$45.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$35M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$33.5M
5
PIEQ
Principal International Equity ETF
PIEQ
+$29.1M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$58.8M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.8M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$30.7M
4
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$28.4M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.4M

Sector Composition

Rank Sector Weight
1 Technology 8.25%
2 Financials 4.69%
3 Consumer Discretionary 3.8%
4 Healthcare 3.26%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDI icon
226
PIMCO Dynamic Income Fund
PDI
$7.4B
$3.91M 0.09%
213,176
+16,210
+8% +$315K
IBM icon
227
IBM
IBM
$202B
$3.86M 0.09%
17,573
+1,946
+12% +$433K
EMXC icon
228
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$3.85M 0.09%
69,451
+33,261
+92% +$1.95M
KKR icon
229
KKR & Co
KKR
$89.2B
$3.84M 0.09%
25,957
+1,484
+6% +$218K
CB icon
230
Chubb
CB
$140B
$3.83M 0.09%
13,864
+2,590
+23% +$735K
KJAN icon
231
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$3.83M 0.09%
102,519
-36,641
-26% -$1.39M
MDYG icon
232
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$3.81M 0.09%
43,811
+12,876
+42% +$1.16M
CSCO icon
233
Cisco
CSCO
$450B
$3.78M 0.09%
63,921
+12,889
+25% +$736K
BDX icon
234
Becton Dickinson
BDX
$43.1B
$3.77M 0.08%
16,603
+8,034
+94% +$1.86M
IWR icon
235
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.76M 0.08%
42,498
-901
-2% -$81.8K
ENB icon
236
Enbridge
ENB
$124B
$3.7M 0.08%
87,112
-411
-0.5% -$17.2K
FTCS icon
237
First Trust Capital Strength ETF
FTCS
$7.88B
$3.69M 0.08%
42,036
-3,006
-7% -$274K
HON icon
238
Honeywell
HON
$77.1B
$3.67M 0.08%
17,231
+3,968
+30% +$828K
PEP icon
239
PepsiCo
PEP
$186B
$3.62M 0.08%
23,788
-1,927
-7% -$316K
JPST icon
240
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.57M 0.08%
70,963
+8,635
+14% +$436K
AMGN icon
241
Amgen
AMGN
$203B
$3.55M 0.08%
13,612
+111
+0.8% +$32.9K
PJUL icon
242
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$3.53M 0.08%
85,773
-152
-0.2% -$6.23K
VUG icon
243
Vanguard Growth ETF
VUG
$216B
$3.51M 0.08%
51,342
-1,536
-3% -$103K
VIOG icon
244
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$3.48M 0.08%
29,959
+3,542
+13% +$431K
IWM icon
245
iShares Russell 2000 ETF
IWM
$80.9B
$3.47M 0.08%
15,717
+848
+6% +$193K
DHR icon
246
Danaher
DHR
$135B
$3.44M 0.08%
14,979
+668
+5% +$164K
UNP icon
247
Union Pacific
UNP
$183B
$3.41M 0.08%
14,936
+869
+6% +$206K
RSPT icon
248
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$3.4M 0.08%
90,924
+84,658
+1,351% +$3.23M
SLYV icon
249
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.4M 0.08%
38,980
+3,507
+10% +$313K
NOCT icon
250
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$3.39M 0.08%
65,944
+62,057
+1,597% +$3.15M
8 9
10
11 12

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2024 Portfolio in Review

As of Q4 2024, Principal Securities held 3,675 positions worth $4.44B, up 7.4% from $4.14B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Principal Securities deployed $334M of net new capital in Q4 2024, opening 241 new positions and adding to 1,763 existing holdings. Its largest new stake was Principal International Equity ETF: 1,180,267 shares worth $28.5M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $58.8M trimmed.

  • Principal Securities's largest Q4 2024 buy was Principal International Equity ETF: 1,180,267 shares worth $28.5M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $58.9M increase.
  • Principal Securities's biggest Q4 2024 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $58.8M.
  • Principal Securities fully exited iShares iBonds Dec 2024 Term Treasury ETF in Q4 2024, selling an estimated $307K.
  • Principal Securities's ten largest holdings make up 21% of its $4.44B portfolio in Q4 2024.
  • Principal Securities opened 241 new positions and closed 130 in Q4 2024.
  • Principal Securities's portfolio value rose 7.4% quarter-over-quarter to $4.44B.

Based on Principal Securities's 13F filing for Q4 2024, filed 30 Jan 2025.