Pine River Capital Management’s Capital One COF Stock Holding History

Pine River Capital Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,414	Closed	-$748K	–	387
2016 Q3	$748K	Sell	10,414 -1,900	-15%	-$130K	0.01%	270
2016 Q2	$782K	Hold	12,314	–	–	0.01%	351
2016 Q1	$853K	Sell	12,314 -5,014	-29%	-$331K	0.01%	492
2015 Q4	$1.25M	Hold	17,328	–	–	0.02%	377
2015 Q3	$1.26M	Buy	17,328 +874	+5%	+$70.2K	0.02%	373
2015 Q2	$1.45M	Sell	16,454 -2,045	-11%	-$172K	0.02%	416
2015 Q1	$1.46M	Buy	18,499 +6,281	+51%	+$494K	0.02%	347
2014 Q4	$1.01M	Sell	12,218 -72,460	-86%	-$5.89M	0.01%	527
2014 Q3	$6.91M	Buy	84,678 +53,416	+171%	+$4.37M	0.08%	224
2014 Q2	$2.58M	Buy	+31,262	New	+$2.43M	0.04%	328
2014 Q1	–	Sell	-271,070	Closed	-$20.8M	–	609
2013 Q4	$20.8M	Buy	+271,070	New	+$19.3M	0.25%	114

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Pine River Capital Management's COF Position: Q4 2016 in Review

Pine River Capital Management sold out of Capital One (COF) in Q4 2016, closing a stake of 10,414 shares — an estimated $748K sold.

Pine River Capital Management first reported a position in COF in Q4 2013 and held it in 11 quarters. The position peaked at $20.8M in Q4 2013. 824 funds tracked by Wall St. Rank hold COF as of Q4 2016.

Pine River Capital Management reported no remaining Capital One position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 10,414 Capital One shares in Q4 2016, an estimated $748K.
Pine River Capital Management first reported a position in Capital One in Q4 2013 and held it in 11 quarters.
Pine River Capital Management's Capital One position peaked at $20.8M in Q4 2013.
824 funds tracked by Wall St. Rank held Capital One as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.