PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
+12.41%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$344M
AUM Growth
+$41.5M
Cap. Flow
-$27.6M
Cap. Flow %
-8.03%
Top 10 Hldgs %
40.67%
Holding
80
New
14
Increased
12
Reduced
12
Closed
15

Top Buys

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$9.42M
2
Z icon
Zillow
Z
$7.41M
3
DBRG icon
DigitalBridge
DBRG
$4.35M
4
HHH icon
Howard Hughes
HHH
$3.38M
5
TRIP icon
TripAdvisor
TRIP
$2.56M

Top Sells

1
MIDD icon
Middleby
MIDD
$16M
2
UPLD icon
Upland Software
UPLD
$9.81M
3
MODN
MODEL N, INC.
MODN
$8.98M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$8.45M
5
MCHP icon
Microchip Technology
MCHP
$7.54M

Sector Composition

1 Technology 21.37%
2 Communication Services 13.6%
3 Consumer Discretionary 13.47%
4 Real Estate 8.76%
5 Financials 6.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
V icon
51
Visa
V
$681B
$312K 0.09%
1,460
– –
UUUU.WS
52
DELISTED
Energy Fuels Inc.
UUUU.WS
$299K 0.09%
200,000
– –
STWD icon
53
Starwood Property Trust
STWD
$7.52B
$296K 0.09%
9,850
– –
SBUX icon
54
Starbucks
SBUX
$98.9B
$272K 0.08%
2,700
– –
NWL icon
55
Newell Brands
NWL
$2.64B
$216K 0.06%
11,000
– –
LBTYK icon
56
Liberty Global Class C
LBTYK
$4.14B
$195K 0.06%
5,450
-5,450
-50% -$195K
RICK icon
57
RCI Hospitality Holdings
RICK
$315M
– –
0
– –
DAIO icon
58
Data I/O
DAIO
$29.8M
$4K ﹤0.01%
500
– –
ATEX icon
59
Anterix
ATEX
$417M
$3K ﹤0.01%
+50
New +$3K
BNS icon
60
Scotiabank
BNS
$79B
– –
-375
Closed -$5K
BRK.B icon
61
Berkshire Hathaway Class B
BRK.B
$1.09T
– –
-900
Closed -$243K
LPSN icon
62
LivePerson
LPSN
$86.3M
– –
-210,917
Closed -$5.65M
PKX icon
63
POSCO
PKX
$15.7B
– –
-39,252
Closed -$3.05M
VPV icon
64
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
– –
-130,081
Closed -$1.51M
PHIIK
65
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
– –
-186,550
Closed -$561K
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