PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+12.41%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$344M
AUM Growth
+$344M
Cap. Flow
-$806K
Cap. Flow %
-0.23%
Top 10 Hldgs %
40.67%
Holding
80
New
14
Increased
12
Reduced
12
Closed
15

Top Buys

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$9.42M
2
Z icon
Zillow
Z
$7.41M
3
DBRG icon
DigitalBridge
DBRG
$4.35M
4
HHH icon
Howard Hughes
HHH
$3.38M
5
TRIP icon
TripAdvisor
TRIP
$2.56M

Top Sells

1
MIDD icon
Middleby
MIDD
$16M
2
UPLD icon
Upland Software
UPLD
$9.81M
3
MODN
MODEL N, INC.
MODN
$8.98M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$8.45M
5
MCHP icon
Microchip Technology
MCHP
$7.54M

Sector Composition

1 Technology 21.37%
2 Communication Services 13.6%
3 Consumer Discretionary 13.47%
4 Real Estate 8.76%
5 Financials 6.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PXLW icon
26
Pixelworks
PXLW
$44.7M
$4.44M 1.29%
58,995
-19
-0% -$1.43K
MODN
27
DELISTED
MODEL N, INC.
MODN
$4.36M 1.27%
183,351
-377,580
-67% -$8.98M
NAD icon
28
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$3.69M 1.07%
210,000
-50,000
-19% -$879K
BHR.PRB
29
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$3.65M 1.06%
139,404
– –
PCOM
30
DELISTED
Points.com Inc. Common Shares
PCOM
$3.39M 0.99%
209,967
+71,707
+52% +$1.16M
MCA
31
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$3.23M 0.94%
180,000
-50,000
-22% -$896K
NQP icon
32
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
– –
-145,000
Closed -$1.77M
NRK icon
33
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
– –
-130,000
Closed -$1.52M
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$2.34M 0.68%
158,948
– –
UPLD icon
35
Upland Software
UPLD
$78.3M
$2.01M 0.59%
35,586
-173,248
-83% -$9.81M
EGAN icon
36
eGain
EGAN
$171M
$1.89M 0.55%
146,796
-297,998
-67% -$3.84M
EMD
37
Western Asset Emerging Markets Debt Fund
EMD
$597M
$1.67M 0.48%
90,406
– –
FCT
38
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$1.62M 0.47%
+100,000
New +$1.62M
PHD
39
Pioneer Floating Rate Fund
PHD
$123M
$1.42M 0.41%
+100,000
New +$1.42M
ENOV icon
40
Enovis
ENOV
$1.75B
$1.36M 0.39%
19,531
– –
FAX
41
abrdn Asia-Pacific Income Fund
FAX
$674M
$1.1M 0.32%
33,333
– –
MUC icon
42
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$884K 0.26%
+50,000
New +$884K
WIW
43
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$718K 0.21%
+50,000
New +$718K
BN icon
44
Brookfield
BN
$97.7B
– –
-39,040
Closed -$1.16M
GOOG icon
45
Alphabet (Google) Class C
GOOG
$2.79T
$579K 0.17%
7,000
– –
GLIBA
46
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$568K 0.17%
7,300
– –
DESP
47
DELISTED
Despegar.com
DESP
$539K 0.16%
28,100
+10,000
+55% +$192K
SEAC
48
DELISTED
Seachange International Inc
SEAC
$397K 0.12%
10,838
-74,689
-87% -$2.74M
TU icon
49
Telus
TU
$25.1B
$336K 0.1%
13,540
– –
YTRA icon
50
Yatra Online
YTRA
$87.5M
$330K 0.1%
54,112
– –
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