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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+12.41%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$344M
AUM Growth
+$41.5M
Cap. Flow
+$2.78M
Cap. Flow %
0.81%
Top 10 Hldgs %
40.67%
Holding
75
New
14
Increased
12
Reduced
12
Closed
15

Top Buys

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$8.88M
2
Z icon
Zillow
Z
+$5.57M
3
DBRG icon
DigitalBridge
DBRG
+$3.53M
4
HHH icon
Howard Hughes
HHH
+$2.56M
5
TRIP icon
TripAdvisor
TRIP
+$2.03M

Top Sells

Rank Stock Value
1
MIDD icon
Middleby
MIDD
+$12.3M
2
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$6.9M
3
MCHP icon
Microchip Technology
MCHP
+$6.09M
4
MODN
MODEL N, INC.
MODN
+$6.04M
5
UPLD icon
Upland Software
UPLD
+$5.89M

Sector Composition

Rank Sector Weight
1 Technology 21.37%
2 Communication Services 13.6%
3 Consumer Discretionary 13.47%
4 Real Estate 8.76%
5 Financials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXLW icon
26
Pixelworks
PXLW
$38.2M
$4.44M 1.29%
58,995
-19
-0% -$838
MODN
27
DELISTED
MODEL N, INC.
MODN
$4.36M 1.27%
183,351
-377,580
-67% -$6.04M
NAD icon
28
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$3.69M 1.07%
210,000
-50,000
-19% -$662K
BHR.PRB
29
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
$52.7M
$3.65M 1.06%
139,404
– –
PCOM
30
DELISTED
Points.com Inc. Common Shares
PCOM
$3.39M 0.99%
209,967
+71,707
+52% +$810K
MCA
31
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$3.23M 0.94%
180,000
-50,000
-22% -$660K
NQP
32
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-145,000
Closed -$1.86M
NRK icon
33
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
– –
-130,000
Closed -$1.6M
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$2.34M 0.68%
158,948
– –
UPLD icon
35
Upland Software
UPLD
$12.8M
$2.01M 0.59%
3,559
-17,324
-83% -$5.89M
EGAN icon
36
eGain
EGAN
$187M
$1.89M 0.55%
146,796
-297,998
-67% -$2.82M
EMD
37
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.67M 0.48%
90,406
– –
FCT
38
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.61M 0.47%
+100,000
New +$1.19M
PHD
39
DELISTED
Pioneer Floating Rate Fund
PHD
$1.42M 0.41%
+100,000
New +$1.04M
ENOV icon
40
Enovis
ENOV
$1.68B
$1.36M 0.39%
19,531
– –
FAX
41
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$1.1M 0.32%
33,333
– –
MUC icon
42
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$884K 0.26%
+50,000
New +$648K
WIW
43
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$718K 0.21%
+50,000
New +$528K
BN icon
44
Brookfield
BN
$104B
– –
-58,560
Closed -$912K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.36T
$579K 0.17%
7,000
– –
GLIBA
46
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$568K 0.17%
7,300
– –
DESP
47
DELISTED
Despegar.com
DESP
$539K 0.16%
28,100
+10,000
+55% +$158K
SEAC
48
DELISTED
Seachange International Inc
SEAC
$397K 0.12%
10,838
-74,689
-87% -$2.31M
TU icon
49
Telus
TU
$14.9B
$336K 0.1%
13,540
– –
YTRA icon
50
Yatra Online
YTRA
$52.7M
$330K 0.1%
54,112
– –
1
2
3

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PenderFund Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, PenderFund Capital Management held 75 positions worth $344M, up 14% from $302M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management's Q1 2019 filing shows 14 new, 12 increased, 12 reduced and 15 closed positions. Its largest new stake was Maxar Technologies Inc. Common Stock: 1,510,111 shares worth $9.42M. The largest sale was Middleby, an estimated $12.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • PenderFund Capital Management's largest Q1 2019 buy was Maxar Technologies Inc. Common Stock: 1,510,111 shares worth $9.42M.
  • PenderFund Capital Management added most to Zillow in Q1 2019, an estimated $5.57M increase.
  • PenderFund Capital Management's biggest Q1 2019 reduction was MODEL N, INC., cutting an estimated $6.04M.
  • PenderFund Capital Management fully exited Middleby in Q1 2019, selling an estimated $12.3M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $344M portfolio in Q1 2019.
  • PenderFund Capital Management opened 14 new positions and closed 15 in Q1 2019.
  • PenderFund Capital Management's portfolio value rose 14% quarter-over-quarter to $344M.

Based on PenderFund Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.