PEAK6 Group’s Main Street Capital MAIN Stock Holding History

PEAK6 Group’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-16,700	Closed	-$663K	–	4663
2017 Q4	$663K	Sell	16,700 -700	-4%	-$28.2K	﹤0.01%	2246
2017 Q3	$692K	Sell	17,400 -16,800	-49%	-$660K	﹤0.01%	2277
2017 Q2	$1.31M	Buy	34,200 +300	+0.9%	+$11.6K	0.01%	1700
2017 Q1	$1.3M	Buy	33,900 +14,200	+72%	+$525K	0.01%	1479
2016 Q4	$724K	Buy	19,700 +3,500	+22%	+$124K	0.01%	2168
2016 Q3	$556K	Buy	+16,200	New	+$548K	﹤0.01%	2253
2016 Q1	–	Sell	-2,800	Closed	-$81K	–	4765
2015 Q4	$81K	Buy	+2,800	New	+$84.1K	﹤0.01%	4072
2015 Q1	–	Sell	-4,200	Closed	-$123K	–	5015
2014 Q4	$123K	Buy	+4,200	New	+$130K	﹤0.01%	3698
2014 Q3	–	Sell	-9,300	Closed	-$306K	–	4951
2014 Q2	$306K	Sell	9,300 -14,400	-61%	-$453K	﹤0.01%	2795
2014 Q1	$779K	Buy	+23,700	New	+$806K	0.01%	2089
2013 Q4	–	Sell	-21,400	Closed	-$320K	–	5193
2013 Q3	$320K	Buy	+21,400	New	+$637K	﹤0.01%	3232

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

PEAK6 Group's MAIN Position: Q2 2018 in Review

PEAK6 Group reduced its Main Street Capital (MAIN) stake by 60% in Q2 2018, selling an estimated $161K and leaving 2,834 shares worth $108K. The position accounts for ﹤0.01% of the portfolio, ranked #3669.

PEAK6 Group first reported a position in MAIN in Q4 2013 and has held it in 7 quarters since. The position peaked at $796K in Q4 2014. 204 funds tracked by Wall St. Rank hold MAIN as of Q2 2018.

PEAK6 Group held 2,834 shares of Main Street Capital worth $108K as of Q2 2018.
PEAK6 Group sold 4,218 Main Street Capital shares in Q2 2018, an estimated $161K.
Main Street Capital made up ﹤0.01% of PEAK6 Group's portfolio in Q2 2018, its #3669 holding.
PEAK6 Group first reported a position in Main Street Capital in Q4 2013 and has held it in 7 quarters since.
PEAK6 Group's Main Street Capital position peaked at $796K in Q4 2014.
204 funds tracked by Wall St. Rank held Main Street Capital as of Q2 2018.

Based on PEAK6 Group's 13F filing for Q2 2018, filed 15 Aug 2018.