Parallax Volatility Advisers’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Parallax Volatility Advisers’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	3829
2019 Q2	$0	Hold	1	–	–	﹤0.01%	4106
2019 Q1	$0	Hold	1	–	–	﹤0.01%	4420
2018 Q4	$0	Hold	1	–	–	﹤0.01%	4327
2018 Q3	$0	Hold	1	–	–	﹤0.01%	3914
2018 Q2	$0	Hold	1	–	–	﹤0.01%	3684
2018 Q1	$0	Hold	1	–	–	﹤0.01%	4909
2017 Q4	$0	Hold	1	–	–	﹤0.01%	5222
2017 Q3	$0	Hold	1	–	–	﹤0.01%	3639
2017 Q2	$0	Hold	1	–	–	﹤0.01%	4490
2017 Q1	$0	Hold	1	–	–	﹤0.01%	4971
2016 Q4	$0	Hold	1	–	–	﹤0.01%	4492
2016 Q3	$0	Hold	1	–	–	﹤0.01%	4235
2016 Q2	$0	Hold	1	–	–	﹤0.01%	3847
2016 Q1	$0	Hold	1	–	–	﹤0.01%	4042
2015 Q4	$0	Hold	1	–	–	﹤0.01%	4209
2015 Q3	$0	Hold	1	–	–	﹤0.01%	4553
2015 Q2	$0	Hold	1	–	–	﹤0.01%	5300
2015 Q1	$0	Hold	1	–	–	﹤0.01%	5881
2014 Q4	$0	Buy	+1	New	+$26	﹤0.01%	6129

Other funds holding FMK

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers's FMK Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FMK in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 22 funds tracked by Wall St. Rank hold FMK as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Mega Cap AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Mega Cap AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Mega Cap AlphaDEX Fund position peaked at $0 in Q2 2019.
22 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.