Parallax Volatility Advisers’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Parallax Volatility Advisers’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	3986
2019 Q2	$0	Hold	1	–	–	﹤0.01%	4269
2019 Q1	$0	Hold	1	–	–	﹤0.01%	4612
2018 Q4	$0	Hold	1	–	–	﹤0.01%	4534
2018 Q3	$0	Hold	1	–	–	﹤0.01%	4124
2018 Q2	$0	Hold	1	–	–	﹤0.01%	3937
2018 Q1	$0	Hold	1	–	–	﹤0.01%	5392
2017 Q4	$0	Hold	1	–	–	﹤0.01%	5426
2017 Q3	$0	Hold	1	–	–	﹤0.01%	3912
2017 Q2	$0	Hold	1	–	–	﹤0.01%	4944
2017 Q1	$0	Hold	1	–	–	﹤0.01%	5279
2016 Q4	$0	Hold	1	–	–	﹤0.01%	4818
2016 Q3	$0	Hold	1	–	–	﹤0.01%	4571
2016 Q2	$0	Hold	1	–	–	﹤0.01%	4211
2016 Q1	$0	Hold	1	–	–	﹤0.01%	4455
2015 Q4	$0	Hold	1	–	–	﹤0.01%	4603
2015 Q3	$0	Hold	1	–	–	﹤0.01%	5188
2015 Q2	$0	Hold	1	–	–	﹤0.01%	5985
2015 Q1	$0	Hold	1	–	–	﹤0.01%	6568
2014 Q4	$0	Buy	+1	New	+$21	﹤0.01%	6603

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GWA

Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Parallax Volatility Advisers's DJCI Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in DJCI in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 9 funds tracked by Wall St. Rank hold DJCI as of Q3 2019.

Parallax Volatility Advisers reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 share in Q3 2019.
Parallax Volatility Advisers first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $0 in Q2 2019.
9 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.