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Optima Capital’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Optima Capital’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-122
Closed -$11.7K – 591
2025
Q4 		$11.7K Buy
+122
New +$11.5K 0.01% 497

Other funds holding FYC

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Optima Capital's FYC Position: Q1 2026 in Review

Optima Capital sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2026, closing a stake of 122 shares — an estimated $11.7K sold.

Optima Capital first reported a position in FYC in Q4 2025 and held it in 1 quarter. The position peaked at $11.7K in Q4 2025. 154 funds tracked by Wall St. Rank hold FYC as of Q1 2026.

  • Optima Capital reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2026 after selling out during the quarter.
  • Optima Capital sold 122 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $11.7K.
  • Optima Capital first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2025 and held it in 1 quarter.
  • Optima Capital's First Trust Small Cap Growth AlphaDEX Fund position peaked at $11.7K in Q4 2025.
  • 154 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.