One River Asset Management’s Caterpillar CAT Stock Holding History

One River Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.28M	Sell	1,800 -500	-22%	-$346K	0.47%	51
2025 Q4	$1.32M	Sell	2,300 -100	-4%	-$55.6K	0.12%	96
2025 Q3	$1.15M	Buy	+2,400	New	+$1.02M	0.31%	64
2025 Q2	–	Sell	-46,400	Closed	-$15.3M	–	60
2025 Q1	$15.3M	Buy	46,400 +26,600	+134%	+$9.48M	2.35%	11
2024 Q4	$7.18M	Buy	19,800 +18,300	+1,220%	+$7.1M	0.6%	39
2024 Q3	$587K	Buy	+1,500	New	+$518K	0.08%	120
2024 Q1	–	Sell	-5,300	Closed	-$1.57M	–	228
2023 Q4	$1.57M	Hold	5,300	–	–	0.04%	174
2023 Q3	$1.45M	Buy	5,300 +3,500	+194%	+$949K	0.04%	188
2023 Q2	$443K	Sell	1,800 -3,800	-68%	-$847K	0.05%	175
2023 Q1	$1.28M	Sell	5,600 -11,900	-68%	-$2.88M	0.06%	175
2022 Q4	$4.19M	Buy	+17,500	New	+$3.81M	0.25%	89

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

One River Asset Management's CAT Position: Q2 2025 in Review

One River Asset Management sold out of Caterpillar (CAT) in Q2 2025, closing a stake of 226 shares — an estimated $75.6K sold.

One River Asset Management first reported a position in CAT in Q4 2022 and held it in 7 quarters. The position peaked at $6.81M in Q4 2024. 3,014 funds tracked by Wall St. Rank hold CAT as of Q2 2025.

One River Asset Management reported no remaining Caterpillar position as of Q2 2025 after selling out during the quarter.
One River Asset Management sold 226 Caterpillar shares in Q2 2025, an estimated $75.6K.
One River Asset Management first reported a position in Caterpillar in Q4 2022 and held it in 7 quarters.
One River Asset Management's Caterpillar position peaked at $6.81M in Q4 2024.
3,014 funds tracked by Wall St. Rank held Caterpillar as of Q2 2025.

Based on One River Asset Management's 13F filing for Q2 2025, filed 14 Aug 2025.