Northern Trust’s WisdomTree US SmallCap Earnings Fund EES Stock Holding History

Northern Trust’s Portfolio EES Stock Details EES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,500	Closed	-$207K	–	4339
2014 Q4	$207K	Buy	+7,500	New	+$199K	﹤0.01%	3805
2014 Q3	–	Sell	-7,500	Closed	-$207K	–	4312
2014 Q2	$207K	Hold	7,500	–	–	﹤0.01%	3852
2014 Q1	$204K	Hold	7,500	–	–	﹤0.01%	3780
2013 Q4	$204K	Buy	+7,500	New	+$194K	﹤0.01%	3712

Other funds holding EES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CIC

Cutler Investment Counsel Jacksonville, Oregon $1.06B AUM 20.29% 1-Year Est. Return

Northern Trust's EES Position: Q1 2015 in Review

Northern Trust sold out of WisdomTree US SmallCap Earnings Fund (EES) in Q1 2015, closing a stake of 7,500 shares — an estimated $207K sold.

Northern Trust first reported a position in EES in Q4 2013 and held it in 4 quarters. The position peaked at $207K in Q4 2014. 62 funds tracked by Wall St. Rank hold EES as of Q1 2015.

Northern Trust reported no remaining WisdomTree US SmallCap Earnings Fund position as of Q1 2015 after selling out during the quarter.
Northern Trust sold 7,500 WisdomTree US SmallCap Earnings Fund shares in Q1 2015, an estimated $207K.
Northern Trust first reported a position in WisdomTree US SmallCap Earnings Fund in Q4 2013 and held it in 4 quarters.
Northern Trust's WisdomTree US SmallCap Earnings Fund position peaked at $207K in Q4 2014.
62 funds tracked by Wall St. Rank held WisdomTree US SmallCap Earnings Fund as of Q1 2015.

Based on Northern Trust's 13F filing for Q1 2015, filed 14 May 2015.