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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.32%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$329M
AUM Growth
-$195M
Cap. Flow
-$157M
Cap. Flow %
-47.72%
Top 10 Hldgs %
75.1%
Holding
211
New
62
Increased
28
Reduced
31
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.6M
2
AMCR icon
Amcor
AMCR
+$18.1M
3
AGN
Allergan plc
AGN
+$14.2M
4
INDA icon
iShares MSCI India ETF
INDA
+$11M
5
BABA icon
Alibaba
BABA
+$9.64M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$185M
2
HDB icon
HDFC Bank
HDB
+$23.7M
3
HSBC icon
HSBC
HSBC
+$19.9M
4
GWR
Genesee & Wyoming Inc.
GWR
+$15.1M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$12M

Sector Composition

Rank Sector Weight
1 Communication Services 32.74%
2 Technology 10.05%
3 Financials 8.29%
4 Consumer Discretionary 6.27%
5 Healthcare 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
201
PUT
DELISTED
Cerner Corp
CERN
– –
-80,000
Closed -$148K
GRUB
202
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-16,171
Closed -$1.48M
GRUB
203
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-25,000
Closed -$580K
CXO
204
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-20,387
Closed -$1.47M
TIF
205
CALL
DELISTED
Tiffany & Co.
TIF
– –
-20,200
Closed -$111K
GWR
206
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-136,700
Closed -$15.1M
STI
207
CALL
DELISTED
SunTrust Banks, Inc.
STI
– –
-25,000
Closed -$138K
STI
208
PUT
DELISTED
SunTrust Banks, Inc.
STI
– –
-25,000
Closed -$53.9K
VSM
209
DELISTED
Versum Materials, Inc.
VSM
– –
-153,160
Closed -$8.11M
5 6 7 8
9

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Nine Masts Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Nine Masts Capital held 211 positions worth $329M, down 37% from $524M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Nine Masts Capital withdrew a net $157M in Q4 2019, closing 69 positions and reducing 31 holdings. Its most notable exit was HDFC Bank, an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 52% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $39.3M.

  • Nine Masts Capital's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 122,089 shares worth $39.3M.
  • Nine Masts Capital added most to KT in Q4 2019, an estimated $4.8M increase.
  • Nine Masts Capital's biggest Q4 2019 reduction was Alphabet (Google) Class A, cutting an estimated $185M.
  • Nine Masts Capital fully exited HDFC Bank in Q4 2019, selling an estimated $23.7M.
  • Nine Masts Capital's ten largest holdings make up 75% of its $329M portfolio in Q4 2019.
  • Nine Masts Capital opened 62 new positions and closed 69 in Q4 2019.
  • Nine Masts Capital's portfolio value fell 37% quarter-over-quarter to $329M.

Based on Nine Masts Capital's 13F filing for Q4 2019, filed 31 Jan 2020.