We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$524M
AUM Growth
-$174M
Cap. Flow
-$71M
Cap. Flow %
-13.55%
Top 10 Hldgs %
78.76%
Holding
222
New
81
Increased
22
Reduced
27
Closed
74

Top Buys

Rank Stock Value
1
HDB icon
HDFC Bank
HDB
+$23.7M
2
GWR
Genesee & Wyoming Inc.
GWR
+$15M
3
KT icon
KT
KT
+$11.5M
4
HSBC icon
HSBC
HSBC
+$10.9M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$9.98M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$78.3M
2
TSM icon
TSMC
TSM
+$46.1M
3
INFY icon
Infosys
INFY
+$41.2M
4
TAK icon
Takeda Pharmaceutical
TAK
+$26.1M
5
IBN icon
ICICI Bank
IBN
+$26M

Sector Composition

Rank Sector Weight
1 Communication Services 52.22%
2 Financials 19.09%
3 Technology 8.62%
4 Industrials 5.44%
5 Consumer Discretionary 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
201
United Rentals
URI
$71.1B
– –
-13,937
Closed -$1.85M
URI icon
202
PUT
United Rentals
URI
$71.1B
– –
-40,000
Closed -$246K
USO icon
203
CALL
United States Oil Fund
USO
$2.27B
– –
-6,250
Closed -$1K
WHR icon
204
CALL
Whirlpool
WHR
$2.42B
– –
-900
Closed -$6K
WHR icon
205
PUT
Whirlpool
WHR
$2.42B
– –
-900
Closed -$4K
WIX icon
206
WIX.com
WIX
$2.15B
– –
-7
Closed -$1K
WIX icon
207
PUT
WIX.com
WIX
$2.15B
– –
-8,800
Closed -$1K
XOM icon
208
CALL
ExxonMobil
XOM
$651B
– –
-50,000
Closed -$51K
XOM icon
209
ExxonMobil
XOM
$651B
– –
-8,373
Closed -$642K
XOM icon
210
PUT
ExxonMobil
XOM
$651B
– –
-50,000
Closed -$108K
XRX icon
211
CALL
Xerox
XRX
$337M
– –
-800
Closed -$1K
YUMC icon
212
CALL
Yum China
YUMC
$14.9B
– –
-1,800
Closed -$4K
JOYY
213
JOYY Inc
JOYY
$3.73B
– –
-157,030
Closed -$10.9M
SPLK
214
DELISTED
Splunk Inc
SPLK
– –
-14,645
Closed -$1.84M
SPLK
215
PUT
DELISTED
Splunk Inc
SPLK
– –
-40,000
Closed -$156K
CERN
216
CALL
DELISTED
Cerner Corp
CERN
– –
-13,800
Closed -$52K
TIF
217
PUT
DELISTED
Tiffany & Co.
TIF
– –
-47,300
Closed -$355K
AABA
218
DELISTED
Altaba Inc
AABA
– –
-73,000
Closed -$5.06M
APC
219
DELISTED
Anadarko Petroleum
APC
– –
-217,911
Closed -$15.4M
ARRY
220
DELISTED
Array Biopharma Inc
ARRY
– –
-85,900
Closed -$3.98M
RHT
221
DELISTED
Red Hat Inc
RHT
– –
-85,615
Closed -$16.1M
5 6 7 8
9

Similar funds

HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
IIC
Ironwood Investment Counsel Scottsdale, Arizona $694M AUM 16.84% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
SSA
South Street Advisors New York $690M AUM 39.17% 1-Year Est. Return

Nine Masts Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Nine Masts Capital held 222 positions worth $524M, down 25% from $698M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Nine Masts Capital withdrew a net $71M in Q3 2019, closing 74 positions and reducing 27 holdings. Its most notable exit was TSMC, an estimated $46.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 52% of assets, up from 49% a quarter earlier, followed by Financials and Technology.

Against the trend, Nine Masts Capital opened a new position in HDFC Bank worth $23.7M.

  • Nine Masts Capital's largest Q3 2019 buy was HDFC Bank: 831,052 shares worth $23.7M.
  • Nine Masts Capital added most to KT in Q3 2019, an estimated $11.5M increase.
  • Nine Masts Capital's biggest Q3 2019 reduction was Alphabet (Google) Class A, cutting an estimated $78.3M.
  • Nine Masts Capital fully exited TSMC in Q3 2019, selling an estimated $46.1M.
  • Nine Masts Capital's ten largest holdings make up 79% of its $524M portfolio in Q3 2019.
  • Nine Masts Capital opened 81 new positions and closed 74 in Q3 2019.
  • Nine Masts Capital's portfolio value fell 25% quarter-over-quarter to $524M.

Based on Nine Masts Capital's 13F filing for Q3 2019, filed 12 Nov 2019.