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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTT icon
201
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-81,800
Closed -$1.69M
BTZ icon
202
BlackRock Credit Allocation Income Trust
BTZ
$931M
– –
-26,600
Closed -$326K
CAF
203
Morgan Stanley China A Share Fund
CAF
$337M
– –
-52,734
Closed -$1.13M
CHI
204
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
– –
-39,500
Closed -$476K
CLM icon
205
Cornerstone Strategic Value Fund
CLM
$2.17B
– –
-131,267
Closed -$1.81M
CMG icon
206
Chipotle Mexican Grill
CMG
$42.6B
– –
-245,350
Closed -$2.23M
CMG icon
207
PUT
Chipotle Mexican Grill
CMG
$42.6B
– –
-12,500
Closed -$315K
COST icon
208
CALL
Costco
COST
$422B
– –
-150
Closed -$243K
CRF
209
Cornerstone Total Return Fund
CRF
$1.14B
– –
-209,610
Closed -$2.85M
CSX icon
210
CSX Corp
CSX
$96B
– –
-6,417
Closed -$158K
CSX icon
211
PUT
CSX Corp
CSX
$96B
– –
-2,700
Closed -$12K
DBL
212
DoubleLine Opportunistic Credit Fund
DBL
$277M
– –
-2,600
Closed -$53K
DLTR icon
213
Dollar Tree
DLTR
$24.1B
– –
-22,866
Closed -$1.86M
DLTR icon
214
PUT
Dollar Tree
DLTR
$24.1B
– –
-684
Closed -$130K
DPG
215
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
– –
-24,500
Closed -$355K
DSL
216
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-54,400
Closed -$1.1M
DSU icon
217
BlackRock Debt Strategies Fund
DSU
$589M
– –
-64,000
Closed -$71K
DVN icon
218
CALL
Devon Energy
DVN
$49.8B
– –
-200
Closed -$24K
DVN icon
219
Devon Energy
DVN
$49.8B
– –
-37,123
Closed -$1.14M
DVN icon
220
PUT
Devon Energy
DVN
$49.8B
– –
-600
Closed -$145K
EAD
221
Allspring Income Opportunities Fund
EAD
$372M
– –
-14,500
Closed -$115K
EFR
222
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
– –
-174,600
Closed -$2.46M
EFT
223
Eaton Vance Floating-Rate Income Trust
EFT
$284M
– –
-66,600
Closed -$972K
EIM
224
Eaton Vance Municipal Bond Fund
EIM
$493M
– –
-61,100
Closed -$704K
EL icon
225
Estee Lauder
EL
$30.1B
– –
-29,123
Closed -$1.23M
7 8
9
10 11

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CGIC
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CL
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CPA
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IIC
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MCM
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SSA
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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.