We are live on
!
Find out more
NMC
Nine Masts Capital Portfolio holdings
AUM
$693M
1-Year Est. Return
31.93%
This Fund
S&P 500
This Quarter
Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
(-29%)
Cap. Flow
-$30.9M
Cap. Flow
% of AUM
-8.44%
Top 10 Holdings %
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SDRL
Seadrill Limited Common Stock
SDRL
|
+$30.9M |
| 2 |
HDFC Bank
HDB
|
+$10.8M |
| 3 |
Petrobras Class A
PBR.A
|
+$10.4M |
| 4 |
BHP
BHP
|
+$9.02M |
| 5 |
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
|
+$5.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSMC
TSM
|
+$23.1M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$23M |
| 3 |
NXP Semiconductors
NXPI
|
+$16.4M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$14.8M |
| 5 |
MGM Resorts International
MGM
|
+$13.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.2% |
| 2 | Energy | 8.64% |
| 3 | Technology | 7.59% |
| 4 | Consumer Discretionary | 6.75% |
| 5 | Communication Services | 5.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IGR
201
CBRE Global Real Estate Income Fund
IGR
$715M
| $174K | 0.05% |
+23,800
| New | +$178K |
|
202
Expedia Group
EXPE
$32.4B
| $173K | 0.05% |
+1,326
| New | +$172K |
|
203
PUT
United Parcel Service
UPS
$97.4B
| $171K | 0.05% |
925
+400
| +76% | +$47.1K |
|
204
3M
MMM
$91.7B
| $169K | 0.05% |
962
-1,953
| -67% | -$336K |
|
205
PUT
Bath & Body Works
BBWI
$4.1B
| $165K | 0.05% |
834
-403
| -33% | -$10.1K |
|
206
Advance Auto Parts
AAP
$3.4B
| $164K | 0.04% |
+972
| New | +$149K |
|
|
207
CALL
Bath & Body Works
BBWI
$4.1B
| $163K | 0.04% |
834
-403
| -33% | -$10.1K |
|
|
HTD
208
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$925M
| $159K | 0.04% |
6,800
-5,000
| -42% | -$117K |
|
209
CSX Corp
CSX
$97.3B
| $158K | 0.04% |
6,417
-56,676
| -90% | -$1.35M |
|
210
CALL
Walmart Inc
WMT
$879B
| $155K | 0.04% |
+1,500
| New | +$45.9K |
|
211
PUT
Devon Energy
DVN
$50.9B
| $145K | 0.04% |
+600
| New | +$25.5K |
|
212
Union Pacific
UNP
$181B
| $144K | 0.04% |
+882
| New | +$133K |
|
|
EMD
213
Western Asset Emerging Markets Debt Fund
EMD
$610M
| $134K | 0.04% |
+10,000
| New | +$135K |
|
214
Nuveen Municipal Value Fund
NUV
$1.91B
| $132K | 0.04% |
+14,100
| New | +$134K |
|
215
PUT
Dollar Tree
DLTR
$24.1B
| $130K | 0.04% |
684
| – | – |
|
216
PUT
Fluor
FLR
$7.27B
| $128K | 0.03% |
1,847
+1,470
| +390% | +$80.1K |
|
217
PUT
Prudential Financial
PRU
$42.2B
| $119K | 0.03% |
+1,100
| New | +$108K |
|
|
EAD
218
Allspring Income Opportunities Fund
EAD
$372M
| $115K | 0.03% |
14,500
+5,400
| +59% | +$43.1K |
|
219
PUT
Ralph Lauren
RL
$22.7B
| $114K | 0.03% |
+400
| New | +$53.3K |
|
|
EXAS
220
DELISTED
Exact Sciences
EXAS
| $112K | 0.03% |
+1,425
| New | +$92.9K |
|
|
K
221
CALL
DELISTED
Kellanova
K
| $112K | 0.03% |
+694
| New | +$46.7K |
|
222
BlackRock Floating Rate Income Trust
BGT
$322M
| $107K | 0.03% |
+8,100
| New | +$107K |
|
223
PUT
Bunge Global
BG
$23B
| $105K | 0.03% |
1,000
+600
| +150% | +$39.6K |
|
224
PUT
Goodyear
GT
$2.07B
| $105K | 0.03% |
1,750
-900
| -34% | -$21.2K |
|
225
CALL
Albemarle
ALB
$13.6B
| $104K | 0.03% |
+192
| New | +$18.6K |
|
Similar funds
HA
HI
CGIC
CL
CPA
IIC
MCM
SSA
Nine Masts Capital's Q3 2018 Portfolio in Review
As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.
Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.
By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.
- Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
- Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
- Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
- Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
- Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
- Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
- Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.
Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.