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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.32%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$329M
AUM Growth
-$195M
Cap. Flow
-$157M
Cap. Flow %
-47.72%
Top 10 Hldgs %
75.1%
Holding
211
New
62
Increased
28
Reduced
31
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.6M
2
AMCR icon
Amcor
AMCR
+$18.1M
3
AGN
Allergan plc
AGN
+$14.2M
4
INDA icon
iShares MSCI India ETF
INDA
+$11M
5
BABA icon
Alibaba
BABA
+$9.64M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$185M
2
HDB icon
HDFC Bank
HDB
+$23.7M
3
HSBC icon
HSBC
HSBC
+$19.9M
4
GWR
Genesee & Wyoming Inc.
GWR
+$15.1M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$12M

Sector Composition

Rank Sector Weight
1 Communication Services 32.74%
2 Technology 10.05%
3 Financials 8.29%
4 Consumer Discretionary 6.27%
5 Healthcare 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
176
PUT
Microsoft
MSFT
$2.91T
– –
-100,000
Closed -$191K
MUFG icon
177
Mitsubishi UFJ Financial
MUFG
$261B
– –
-2,357,899
Closed -$12M
NKE icon
178
Nike
NKE
$62.2B
– –
-6,000
Closed -$564K
NTAP icon
179
CALL
NetApp
NTAP
$33.2B
– –
-40,000
Closed -$215K
NVDA icon
180
NVIDIA
NVDA
$4.91T
– –
-468,440
Closed -$2.44M
PBR.A icon
181
Petrobras Class A
PBR.A
$104B
– –
-7,501
Closed -$98.6K
PG icon
182
CALL
Procter & Gamble
PG
$346B
– –
-27,900
Closed -$548K
QCOM icon
183
CALL
Qualcomm
QCOM
$179B
– –
-40,000
Closed -$115K
QCOM icon
184
PUT
Qualcomm
QCOM
$179B
– –
-40,000
Closed -$18.4K
QQQ icon
185
PUT
Invesco QQQ Trust
QQQ
$453B
– –
-50,000
Closed -$270K
RACE icon
186
Ferrari
RACE
$66B
– –
-12,487
Closed -$2.02M
RDY icon
187
Dr. Reddy's Laboratories
RDY
$9.87B
– –
-255,250
Closed -$1.96M
RHI icon
188
CALL
Robert Half
RHI
$3.87B
– –
-4,600
Closed -$15.2K
RHI icon
189
PUT
Robert Half
RHI
$3.87B
– –
-4,600
Closed -$12.3K
SKX
190
DELISTED
Skechers
SKX
– –
-25,500
Closed -$952K
SNPS icon
191
Synopsys
SNPS
$75.3B
– –
-6,969
Closed -$956K
SNPS icon
192
PUT
Synopsys
SNPS
$75.3B
– –
-30,000
Closed -$79.5K
TFC icon
193
Truist Financial
TFC
$64.2B
– –
-42,735
Closed -$2.31M
TGT icon
194
CALL
Target
TGT
$63.3B
– –
-13,000
Closed -$140K
UMC icon
195
United Microelectronic
UMC
$49.5B
– –
-2,738,655
Closed -$5.91M
WB icon
196
Weibo
WB
$1.93B
– –
-180
Closed -$8.05K
WDC icon
197
Western Digital
WDC
$177B
– –
-4,234
Closed -$191K
WIT icon
198
Wipro
WIT
$18.6B
– –
-438,602
Closed -$800K
BEST
199
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
– –
-4,500
Closed -$475K
CERN
200
DELISTED
Cerner Corp
CERN
– –
-25,739
Closed -$1.75M
5 6 7
8
9

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HI
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CGIC
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CL
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CPA
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IIC
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MCM
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SSA
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Nine Masts Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Nine Masts Capital held 211 positions worth $329M, down 37% from $524M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Nine Masts Capital withdrew a net $157M in Q4 2019, closing 69 positions and reducing 31 holdings. Its most notable exit was HDFC Bank, an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 52% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $39.3M.

  • Nine Masts Capital's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 122,089 shares worth $39.3M.
  • Nine Masts Capital added most to KT in Q4 2019, an estimated $4.8M increase.
  • Nine Masts Capital's biggest Q4 2019 reduction was Alphabet (Google) Class A, cutting an estimated $185M.
  • Nine Masts Capital fully exited HDFC Bank in Q4 2019, selling an estimated $23.7M.
  • Nine Masts Capital's ten largest holdings make up 75% of its $329M portfolio in Q4 2019.
  • Nine Masts Capital opened 62 new positions and closed 69 in Q4 2019.
  • Nine Masts Capital's portfolio value fell 37% quarter-over-quarter to $329M.

Based on Nine Masts Capital's 13F filing for Q4 2019, filed 31 Jan 2020.