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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-0.37%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$654M
AUM Growth
-$96.6M
Cap. Flow
-$286M
Cap. Flow %
-43.72%
Top 10 Hldgs %
63.5%
Holding
407
New
154
Increased
37
Reduced
46
Closed
158

Top Buys

Rank Stock Value
1
TSM icon
TSMC
TSM
+$29.9M
2
NXPI icon
NXP Semiconductors
NXPI
+$25.4M
3
HTT
High Templar Tech Ltd
HTT
+$17.7M
4
NTES icon
NetEase
NTES
+$12.4M
5
MON
Monsanto Co
MON
+$8.82M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$47M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$27.8M
4
INFY icon
Infosys
INFY
+$19.3M
5
TTM
Tata Motors Limited
TTM
+$17.4M

Sector Composition

Rank Sector Weight
1 Communication Services 24.61%
2 Technology 14.81%
3 Financials 4.59%
4 Consumer Discretionary 4.59%
5 Industrials 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
176
CALL
Teva Pharmaceuticals
TEVA
$36.3B
$94K 0.01%
+1,609
New +$31.4K
PBR icon
177
PUT
Petrobras
PBR
$116B
$93K 0.01%
+800
New +$10.5K
SABA
178
Saba Capital Income & Opportunities Fund II
SABA
$222M
$91K 0.01%
+7,100
New +$91K
EL icon
179
CALL
Estee Lauder
EL
$30.4B
$87K 0.01%
+63
New +$8.72K
DPG
180
Duff & Phelps Utility and Infrastructure Fund
DPG
$536M
$84K 0.01%
6,000
-10,900
-64% -$164K
EXPE icon
181
CALL
Expedia Group
EXPE
$35B
$83K 0.01%
+75
New +$8.73K
FPL
182
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$81K 0.01%
+8,300
New +$98.1K
AWP
183
abrdn Global Premier Properties Fund
AWP
$380M
$80K 0.01%
+4,300
New +$83.5K
CAT icon
184
PUT
Caterpillar
CAT
$383B
$75K 0.01%
400
-1,800
-82% -$284K
PBR icon
185
CALL
Petrobras
PBR
$116B
$73K 0.01%
+800
New +$10.5K
WFC icon
186
CALL
Wells Fargo
WFC
$263B
$73K 0.01%
+500
New +$29.7K
CSCO icon
187
PUT
Cisco
CSCO
$459B
$72K 0.01%
+850
New +$36K
DBL
188
DoubleLine Opportunistic Credit Fund
DBL
$277M
$71K 0.01%
+3,300
New +$71.5K
HSBC icon
189
PUT
HSBC
HSBC
$355B
$70K 0.01%
+536
New +$25.5K
NCZ
190
Virtus Convertible & Income Fund II
NCZ
$285M
$65K 0.01%
2,725
-225
-8% -$5.52K
CF icon
191
PUT
CF Industries
CF
$18.8B
$63K 0.01%
300
+200
+200% +$8.14K
JRI icon
192
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$62K 0.01%
+3,800
New +$64.4K
EHI
193
Western Asset Global High Income Fund
EHI
$175M
$60K 0.01%
+6,400
New +$62.7K
KMF
194
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$60K 0.01%
+5,100
New +$69.4K
XRX icon
195
CALL
Xerox
XRX
$356M
$55K 0.01%
1,136
+1,050
+1,221% +$32.3K
MMU
196
Western Asset Managed Municipals Fund
MMU
$550M
$53K 0.01%
+4,100
New +$54.9K
FFIV icon
197
F5
FFIV
$23.1B
$51K 0.01%
+356
New +$51K
FIF
198
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$51K 0.01%
+3,400
New +$58K
MGU
199
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$51K 0.01%
+2,300
New +$54.5K
NID
200
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$51K 0.01%
+4,100
New +$51.7K
6 7
8
9 10

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CL
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CPA
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Nine Masts Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Nine Masts Capital held 407 positions worth $654M, down 13% from $750M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Nine Masts Capital withdrew a net $286M in Q1 2018, closing 158 positions and reducing 46 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $47M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 25% of assets, up from 24% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in NXP Semiconductors worth $24.6M.

  • Nine Masts Capital's largest Q1 2018 buy was NXP Semiconductors: 210,072 shares worth $24.6M.
  • Nine Masts Capital added most to TSMC in Q1 2018, an estimated $29.9M increase.
  • Nine Masts Capital's biggest Q1 2018 reduction was Alphabet (Google) Class A, cutting an estimated $27.8M.
  • Nine Masts Capital fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2018, selling an estimated $47M.
  • Nine Masts Capital's ten largest holdings make up 64% of its $654M portfolio in Q1 2018.
  • Nine Masts Capital opened 154 new positions and closed 158 in Q1 2018.
  • Nine Masts Capital's portfolio value fell 13% quarter-over-quarter to $654M.

Based on Nine Masts Capital's 13F filing for Q1 2018, filed 14 May 2018.