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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.32%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$329M
AUM Growth
-$195M
Cap. Flow
-$157M
Cap. Flow %
-47.72%
Top 10 Hldgs %
75.1%
Holding
211
New
62
Increased
28
Reduced
31
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.6M
2
AMCR icon
Amcor
AMCR
+$18.1M
3
AGN
Allergan plc
AGN
+$14.2M
4
INDA icon
iShares MSCI India ETF
INDA
+$11M
5
BABA icon
Alibaba
BABA
+$9.64M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$185M
2
HDB icon
HDFC Bank
HDB
+$23.7M
3
HSBC icon
HSBC
HSBC
+$19.9M
4
GWR
Genesee & Wyoming Inc.
GWR
+$15.1M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$12M

Sector Composition

Rank Sector Weight
1 Communication Services 32.74%
2 Technology 10.05%
3 Financials 8.29%
4 Consumer Discretionary 6.27%
5 Healthcare 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
PUT
Comcast
CMCSA
$81.8B
$4K ﹤0.01%
100,000
– –
LEG icon
127
CALL
Leggett & Platt
LEG
$1.53B
$4K ﹤0.01%
+4,500
New +$221K
MHK icon
128
PUT
Mohawk Industries
MHK
$7.08B
$3K ﹤0.01%
50,000
– –
NTAP icon
129
NetApp
NTAP
$32.7B
$3K ﹤0.01%
+50
New +$2.92K
RACE icon
130
PUT
Ferrari
RACE
$66.5B
$3K ﹤0.01%
13,900
-23,200
-63% -$3.75M
RGLD icon
131
PUT
Royal Gold
RGLD
$17.2B
$3K ﹤0.01%
600
– –
TCOM icon
132
CALL
Trip.com Group
TCOM
$28.3B
$3K ﹤0.01%
100,000
– –
ETN icon
133
PUT
Eaton
ETN
$152B
$1K ﹤0.01%
+1,000
New +$88.8K
HPQ icon
134
PUT
HP
HPQ
$24B
$1K ﹤0.01%
15,000
– –
NTAP icon
135
PUT
NetApp
NTAP
$32.7B
$1K ﹤0.01%
40,000
– –
TAP icon
136
PUT
Molson Coors Class B
TAP
$7.73B
$1K ﹤0.01%
13,500
– –
TFC icon
137
PUT
Truist Financial
TFC
$64.1B
$1K ﹤0.01%
+25,000
New +$1.35M
CXO
138
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$1K ﹤0.01%
25,000
-45,000
-64% -$3.25M
AAL icon
139
CALL
American Airlines Group
AAL
$9.74B
– –
-50,000
Closed -$125K
AAL icon
140
PUT
American Airlines Group
AAL
$9.74B
– –
-50,000
Closed -$56K
AAPL icon
141
Apple
AAPL
$4.98T
– –
-428
Closed -$27.5K
BX icon
142
Blackstone
BX
$106B
– –
-41,373
Closed -$2.02M
BX icon
143
PUT
Blackstone
BX
$106B
– –
-200,000
Closed -$224K
CAG icon
144
CALL
Conagra Brands
CAG
$7.26B
– –
-32,800
Closed -$88.6K
CAG icon
145
PUT
Conagra Brands
CAG
$7.26B
– –
-32,800
Closed -$9.84K
CMG icon
146
Chipotle Mexican Grill
CMG
$42.5B
– –
-28,600
Closed -$481K
CMG icon
147
PUT
Chipotle Mexican Grill
CMG
$42.5B
– –
-500,000
Closed -$34K
CNC icon
148
Centene
CNC
$31.6B
$0 ﹤0.01%
+4
New +$217
COST icon
149
Costco
COST
$422B
– –
-3,184
Closed -$946K
FISV
150
Fiserv Inc
FISV
$28B
$0 ﹤0.01%
3
-1,672
-100% -$185K
4 5
6
7 8

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Nine Masts Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Nine Masts Capital held 211 positions worth $329M, down 37% from $524M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Nine Masts Capital withdrew a net $157M in Q4 2019, closing 69 positions and reducing 31 holdings. Its most notable exit was HDFC Bank, an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 52% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Masts Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $39.3M.

  • Nine Masts Capital's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 122,089 shares worth $39.3M.
  • Nine Masts Capital added most to KT in Q4 2019, an estimated $4.8M increase.
  • Nine Masts Capital's biggest Q4 2019 reduction was Alphabet (Google) Class A, cutting an estimated $185M.
  • Nine Masts Capital fully exited HDFC Bank in Q4 2019, selling an estimated $23.7M.
  • Nine Masts Capital's ten largest holdings make up 75% of its $329M portfolio in Q4 2019.
  • Nine Masts Capital opened 62 new positions and closed 69 in Q4 2019.
  • Nine Masts Capital's portfolio value fell 37% quarter-over-quarter to $329M.

Based on Nine Masts Capital's 13F filing for Q4 2019, filed 31 Jan 2020.