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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
101
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$935K 0.25%
81,500
+50,300
+161% +$579K
ETY icon
102
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$909K 0.25%
70,800
+55,500
+363% +$704K
KMF
103
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$908K 0.25%
70,901
+52,101
+277% +$683K
VMO icon
104
Invesco Municipal Opportunity Trust
VMO
$663M
$906K 0.25%
+79,200
New +$932K
VIPS icon
105
PUT
Vipshop
VIPS
$7.01B
$890K 0.24%
2,500
+500
+25% +$4.11K
HIX
106
Western Asset High Income Fund II
HIX
$360M
$885K 0.24%
+139,600
New +$892K
PG icon
107
Procter & Gamble
PG
$347B
$870K 0.24%
+10,452
New +$855K
UMC icon
108
United Microelectronic
UMC
$50.9B
$846K 0.23%
319,739
-23,361
-7% -$63.8K
JOYY
109
PUT
JOYY Inc
JOYY
$3.61B
$841K 0.23%
988
-12
-1% -$1.01K
BBN icon
110
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$823K 0.22%
+38,800
New +$847K
FMO
111
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$817K 0.22%
13,380
+2,920
+28% +$178K
BLW icon
112
BlackRock Limited Duration Income Trust
BLW
$496M
$795K 0.22%
+53,400
New +$797K
IIM icon
113
Invesco Value Municipal Income Trust
IIM
$599M
$794K 0.22%
+57,400
New +$812K
JRO
114
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$776K 0.21%
75,300
-64,400
-46% -$659K
SPXX icon
115
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$747K 0.2%
44,200
-6,400
-13% -$108K
BFK
116
DELISTED
BlackRock Municipal Income Trust
BFK
$745K 0.2%
+59,900
New +$775K
GAM
117
General American Investors Company
GAM
$1.54B
$740K 0.2%
+20,000
New +$721K
VGI
118
Virtus Global Multi-Sector Income Fund
VGI
$82.7M
$740K 0.2%
56,000
+5,900
+12% +$78.9K
TLT icon
119
iShares 20+ Year Treasury Bond ETF
TLT
$42.5B
$734K 0.2%
+6,270
New +$753K
EIM
120
Eaton Vance Municipal Bond Fund
EIM
$502M
$704K 0.19%
+61,100
New +$718K
MUC icon
121
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$688K 0.19%
54,800
+47,700
+672% +$622K
IQI icon
122
Invesco Quality Municipal Securities
IQI
$535M
$687K 0.19%
+59,300
New +$707K
TRIP icon
123
PUT
TripAdvisor
TRIP
$1.68B
$684K 0.19%
+1,637
New +$89.5K
NML
124
Neuberger Energy Infrastructure and Income Fund Inc
NML
$590M
$682K 0.19%
78,500
+67,300
+601% +$603K
BTO
125
John Hancock Financial Opportunities Fund
BTO
$798M
$673K 0.18%
18,200
-13,900
-43% -$531K
3 4
5
6 7

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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.