We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$750M
AUM Growth
+$75.3M
Cap. Flow
+$38.4M
Cap. Flow %
5.12%
Top 10 Hldgs %
67.72%
Holding
320
New
149
Increased
35
Reduced
39
Closed
66

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$47.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
INFY icon
Infosys
INFY
+$25.3M
4
SINA
Sina Corp
SINA
+$16.7M
5
HTT
High Templar Tech Ltd
HTT
+$14.2M

Top Sells

1
AABA
Altaba Inc
AABA
+$93M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$30M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18M
4
IBN icon
ICICI Bank
IBN
+$14.9M
5
VALE.P
Vale S A
VALE.P
+$7.98M

Sector Composition

1 Communication Services 23.92%
2 Technology 7.22%
3 Financials 5.09%
4 Consumer Discretionary 4.48%
5 Industrials 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STMP
101
DELISTED
Stamps.com, Inc.
STMP
$346K 0.05%
+1,842
New +$356K
OLED icon
102
Universal Display
OLED
$3.7B
$343K 0.05%
+1,985
New +$316K
CAJ
103
DELISTED
Canon, Inc.
CAJ
$343K 0.05%
+9,200
New +$344K
CCD
104
Calamos Dynamic Convertible & Income Fund
CCD
$710M
$341K 0.05%
+17,000
New +$349K
WUBA
105
CALL
DELISTED
58.com Inc
WUBA
$341K 0.05%
480
– –
EXAS
106
DELISTED
Exact Sciences
EXAS
$329K 0.04%
+6,267
New +$335K
NTES icon
107
NetEase
NTES
$83.7B
$294K 0.04%
4,260
-94,875
-96% -$5.93M
PDI icon
108
PIMCO Dynamic Income Fund
PDI
$7.52B
$294K 0.04%
+9,800
New +$297K
JPC icon
109
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$278K 0.04%
+26,900
New +$281K
FLR icon
110
CALL
Fluor
FLR
$6.77B
$265K 0.04%
186
– –
WB icon
111
PUT
Weibo
WB
$1.9B
$264K 0.04%
1,416
-350
-20% -$36.2K
DPG
112
Duff & Phelps Utility and Infrastructure Fund
DPG
$537M
$262K 0.03%
+16,900
New +$267K
SHW icon
113
Sherwin-Williams
SHW
$83.3B
$261K 0.03%
+1,911
New +$251K
WYNN icon
114
Wynn Resorts
WYNN
$9.98B
$259K 0.03%
+1,534
New +$237K
UPS icon
115
United Parcel Service
UPS
$99.7B
$233K 0.03%
1,953
-4,936
-72% -$580K
CHRW icon
116
C.H. Robinson
CHRW
$24.3B
$230K 0.03%
+2,577
New +$210K
JPS
117
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$203K 0.03%
+19,900
New +$205K
ATHN
118
DELISTED
Athenahealth, Inc.
ATHN
$202K 0.03%
+1,517
New +$194K
CME icon
119
CME Group
CME
$88.1B
$200K 0.03%
+1,370
New +$195K
TRN icon
120
CALL
Trinity Industries
TRN
$2.95B
$188K 0.03%
+417
New +$10.4K
X
121
CALL
DELISTED
US Steel
X
$188K 0.03%
350
-1,000
-74% -$29.1K
FL
122
PUT
DELISTED
Foot Locker
FL
$182K 0.02%
1,052
+940
+839% +$35.1K
RTN
123
DELISTED
Raytheon Company
RTN
$181K 0.02%
+961
New +$179K
BGY icon
124
BlackRock Enhanced International Dividend Trust
BGY
$514M
$172K 0.02%
+26,400
New +$173K
NTAP icon
125
NetApp
NTAP
$31.5B
$167K 0.02%
+3,023
New +$152K
3 4
5
6 7

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Nine Masts Capital held 320 positions worth $750M, up 11% from $675M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Nine Masts Capital deployed $38.4M of net new capital in Q4 2017, opening 149 new positions and adding to 35 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 539,000 shares worth $47M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, down from 30% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $18M trimmed.

  • Nine Masts Capital's largest Q4 2017 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 539,000 shares worth $47M.
  • Nine Masts Capital added most to Akorn Inc in Q4 2017, an estimated $7.81M increase.
  • Nine Masts Capital's biggest Q4 2017 reduction was Alphabet (Google) Class A, cutting an estimated $18M.
  • Nine Masts Capital fully exited Altaba Inc in Q4 2017, selling an estimated $93M.
  • Nine Masts Capital's ten largest holdings make up 68% of its $750M portfolio in Q4 2017.
  • Nine Masts Capital opened 149 new positions and closed 66 in Q4 2017.
  • Nine Masts Capital's portfolio value rose 11% quarter-over-quarter to $750M.

Based on Nine Masts Capital's 13F filing for Q4 2017, filed 12 Feb 2018.