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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
76
Allspring Multi-Sector Income Fund
ERC
$256M
$1.23M 0.33%
100,800
+80,600
+399% +$1.01M
NKX icon
77
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$667M
$1.19M 0.33%
92,800
+84,000
+955% +$1.13M
FFC
78
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$779M
$1.19M 0.33%
+65,500
New +$1.24M
BCX icon
79
BlackRock Resources & Commodities Strategy Trust
BCX
$873M
$1.17M 0.32%
129,400
-74,700
-37% -$671K
BIDU icon
80
Baidu
BIDU
$37.5B
$1.17M 0.32%
8,762
-17,638
-67% -$4.14M
JD icon
81
JD.com
JD
$41.3B
$1.17M 0.32%
44,856
-141,105
-76% -$4.62M
SYY icon
82
Sysco
SYY
$38.7B
$1.16M 0.32%
+15,893
New +$1.15M
FPL
83
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.13M 0.31%
119,000
+89,400
+302% +$921K
CAF
84
Morgan Stanley China A Share Fund
CAF
$333M
$1.13M 0.31%
52,734
-49,766
-49% -$1.07M
JMF
85
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$1.13M 0.31%
102,100
+87,000
+576% +$949K
ANGL icon
86
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.09B
$1.13M 0.31%
38,900
+25,470
+190% +$737K
UPS icon
87
United Parcel Service
UPS
$96.2B
$1.11M 0.3%
9,475
-22,122
-70% -$2.6M
DSL
88
DoubleLine Income Solutions Fund
DSL
$1.23B
$1.1M 0.3%
+54,400
New +$1.1M
AOD
89
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$1.09M 0.3%
+123,800
New +$1.09M
EOS
90
Eaton Vance Enhance Equity Income Fund II
EOS
$1.16B
$1.08M 0.29%
61,000
+51,400
+535% +$902K
RL icon
91
Ralph Lauren
RL
$22.3B
$1.07M 0.29%
+7,756
New +$1.03M
CAR icon
92
Avis
CAR
$5.65B
$1.05M 0.29%
+32,782
New +$1.09M
MGI
93
DELISTED
MoneyGram International, Inc. New
MGI
$1.04M 0.28%
195,400
-66,756
-25% -$419K
FAX
94
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.03M 0.28%
+41,733
New +$1.06M
PCI
95
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.03M 0.28%
+42,600
New +$1.03M
BGY icon
96
BlackRock Enhanced International Dividend Trust
BGY
$517M
$981K 0.27%
171,200
+108,500
+173% +$626K
EFT
97
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$972K 0.27%
66,600
+9,300
+16% +$136K
BIT icon
98
BlackRock Multi-Sector Income Trust
BIT
$704M
$963K 0.26%
+56,900
New +$986K
GS icon
99
Goldman Sachs
GS
$312B
$951K 0.26%
4,242
-14,697
-78% -$3.42M
NTES icon
100
NetEase
NTES
$86.1B
$936K 0.26%
20,500
-220,700
-92% -$10.2M
2 3
4
5 6

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HG
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HA
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M
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HI
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CGIC
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CL
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CPA
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PM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.