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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$487M
AUM Growth
-$11M
Cap. Flow
-$181M
Cap. Flow %
-37.16%
Top 10 Hldgs %
67.02%
Holding
97
New
20
Increased
18
Reduced
12
Closed
38

Top Buys

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$29.4M
2
HAR
Harman International Industries
HAR
+$9.44M
3
ENH
Endurance Specialty Holdings Ltd
ENH
+$5.35M
4
MLCO icon
Melco Resorts & Entertainment
MLCO
+$5.31M
5
VALE icon
Vale
VALE
+$5.09M

Top Sells

1
TSM icon
TSMC
TSM
+$25.5M
2
HSBC icon
HSBC
HSBC
+$17.2M
3
IBN icon
ICICI Bank
IBN
+$14.3M
4
BHP icon
BHP
BHP
+$8.75M
5
IM
Ingram Micro
IM
+$7.46M

Sector Composition

1 Financials 15.45%
2 Technology 14.97%
3 Communication Services 7.32%
4 Consumer Discretionary 1.65%
5 Materials 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
76
Nuveen Credit Strategies Income Fund
JQC
$704M
– –
-70,700
Closed -$600K
LPL icon
77
LG Display
LPL
$3.32B
– –
-116,670
Closed -$1.49M
MGM icon
78
MGM Resorts International
MGM
$11.9B
– –
-202,700
Closed -$5.28M
PHK
79
PIMCO High Income Fund
PHK
$878M
– –
-48,104
Closed -$479K
PKX icon
80
POSCO
PKX
$15.5B
– –
-90,084
Closed -$4.65M
PTY icon
81
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
– –
-1,416
Closed -$21K
RYAAY icon
82
Ryanair
RYAAY
$33.1B
– –
-114,860
Closed -$3.45M
SABA
83
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-3,291
Closed -$41K
VVR icon
84
Invesco Senior Income Trust
VVR
$459M
– –
-18,256
Closed -$79K
JOYY
85
JOYY Inc
JOYY
$3.55B
– –
-102,129
Closed -$5.44M
TTM
86
DELISTED
Tata Motors Limited
TTM
– –
-96,900
Closed -$3.9M
LFC
87
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-80,000
Closed -$1.03M
IM
88
DELISTED
Ingram Micro
IM
– –
-209,170
Closed -$7.46M
CHL
89
DELISTED
China Mobile Limited
CHL
– –
-67,900
Closed -$4.11M
LXK
90
DELISTED
Lexmark Intl Inc
LXK
– –
-164,094
Closed -$6.56M
1 2 3
4

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HG
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HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Nine Masts Capital held 97 positions worth $487M, down 2.2% from $498M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital withdrew a net $181M in Q4 2016, closing 38 positions and reducing 12 holdings. Its most notable exit was HSBC, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Nine Masts Capital opened a new position in Twenty-First Century Fox, Inc. Class B worth $29.9M.

  • Nine Masts Capital's largest Q4 2016 buy was Twenty-First Century Fox, Inc. Class B: 1,097,588 shares worth $29.9M.
  • Nine Masts Capital added most to Vanguard Short-Term Corporate Bond ETF in Q4 2016, an estimated $2M increase.
  • Nine Masts Capital's biggest Q4 2016 reduction was TSMC, cutting an estimated $25.5M.
  • Nine Masts Capital fully exited HSBC in Q4 2016, selling an estimated $17.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $487M portfolio in Q4 2016.
  • Nine Masts Capital opened 20 new positions and closed 38 in Q4 2016.
  • Nine Masts Capital's portfolio value fell 2.2% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2016, filed 9 Feb 2017.