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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.24%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$487M
AUM Growth
+$97.8M
Cap. Flow
+$47M
Cap. Flow %
9.64%
Top 10 Hldgs %
60.36%
Holding
106
New
41
Increased
17
Reduced
13
Closed
25

Top Buys

Rank Stock Value
1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$34.5M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.1M
3
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$32.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$23.7M
5
RDY icon
Dr. Reddy's Laboratories
RDY
+$11.8M

Top Sells

Rank Stock Value
1
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$22.7M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$20.7M
3
TSM icon
TSMC
TSM
+$14.6M
4
CHL
China Mobile Limited
CHL
+$11.8M
5
GAME
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 20.09%
2 Utilities 9.45%
3 Financials 7.39%
4 Consumer Discretionary 4.56%
5 Communication Services 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
76
Eaton Vance Enhanced Equity Income Fund
EOI
$808M
– –
-7,600
Closed -$90K
EOS
77
Eaton Vance Enhance Equity Income Fund II
EOS
$1.16B
– –
-33,000
Closed -$420K
HAL icon
78
CALL
Halliburton
HAL
$29.4B
– –
-510,000
Closed -$5K
HQH
79
abrdn Healthcare Investors
HQH
$1.19B
– –
-9,700
Closed -$270K
HTD
80
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
– –
-52,200
Closed -$1.02M
IWM icon
81
PUT
iShares Russell 2000 ETF
IWM
$82.2B
– –
-200,000
Closed -$493K
MU icon
82
Micron Technology
MU
$959B
– –
-100,000
Closed -$1.5M
PDT
83
John Hancock Premium Dividend Fund
PDT
$633M
– –
-32,748
Closed -$410K
PG icon
84
CALL
Procter & Gamble
PG
$349B
– –
-28,700
Closed -$27K
PG icon
85
Procter & Gamble
PG
$349B
– –
-21,501
Closed -$1.55M
PG icon
86
PUT
Procter & Gamble
PG
$349B
– –
-84,200
Closed -$171K
QQQ icon
87
CALL
Invesco QQQ Trust
QQQ
$466B
– –
-350,000
Closed -$235K
QQQX icon
88
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.45B
– –
-10,400
Closed -$180K
RVT icon
89
Royce Value Trust
RVT
$2.19B
– –
-16,203
Closed -$190K
SPY icon
90
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-1,700,000
Closed -$4.52M
TSM icon
91
TSMC
TSM
$2.07T
– –
-703,615
Closed -$14.6M
SUNE
92
DELISTED
SUNEDISON, INC COM
SUNE
– –
-45,700
Closed -$330K
AVOL
93
DELISTED
AVOLON HLDGS LTD SHS (CYM)
AVOL
– –
-259,683
Closed -$7.9M
VIMC
94
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-368,919
Closed -$4.6M
WX
95
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-525,985
Closed -$22.7M
ISSI
96
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-362,363
Closed -$7.79M
GAME
97
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-1,525,876
Closed -$10.2M
VEDL
98
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-29,500
Closed -$150K
CHL
99
DELISTED
China Mobile Limited
CHL
– –
-199,430
Closed -$11.8M
NTT
100
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-26,054
Closed -$910K
1 2 3
4

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Nine Masts Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Nine Masts Capital held 106 positions worth $487M, up 25% from $390M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital deployed $47M of net new capital in Q4 2015, opening 41 new positions and adding to 17 existing holdings. Its largest new stake was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was iShares China Large-Cap ETF, an estimated $20.7M trimmed.

  • Nine Masts Capital's largest Q4 2015 buy was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.
  • Nine Masts Capital added most to MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q4 2015, an estimated $32.2M increase.
  • Nine Masts Capital's biggest Q4 2015 reduction was iShares China Large-Cap ETF, cutting an estimated $20.7M.
  • Nine Masts Capital fully exited WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS in Q4 2015, selling an estimated $22.7M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $487M portfolio in Q4 2015.
  • Nine Masts Capital opened 41 new positions and closed 25 in Q4 2015.
  • Nine Masts Capital's portfolio value rose 25% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2015, filed 16 Feb 2016.