We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$390M
AUM Growth
+$84.4M
Cap. Flow
+$364M
Cap. Flow %
93.39%
Top 10 Hldgs %
66.61%
Holding
106
New
22
Increased
18
Reduced
13
Closed
44

Top Buys

Rank Stock Value
1
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$37.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$32.9M
3
SONY icon
Sony
SONY
+$28M
4
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$16.3M
5
CHL
China Mobile Limited
CHL
+$12.3M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$27M
2
TTM
Tata Motors Limited
TTM
+$16.2M
3
BABA icon
Alibaba
BABA
+$10.3M
4
CMGE
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
+$9.94M
5
PWRD
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
+$8.21M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.48%
3 Healthcare 5.96%
4 Consumer Discretionary 4.45%
5 Industrials 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
76
PUT
Intel
INTC
$478B
– –
-250,000
Closed -$3K
IWM icon
77
CALL
iShares Russell 2000 ETF
IWM
$81.7B
– –
-431,600
Closed -$2K
IWM icon
78
iShares Russell 2000 ETF
IWM
$81.7B
– –
-44,327
Closed -$5.26M
PBR.A icon
79
Petrobras Class A
PBR.A
$103B
– –
-542,000
Closed -$4.42M
RDY icon
80
Dr. Reddy's Laboratories
RDY
$10.5B
– –
-39,975
Closed -$446K
RQI icon
81
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
– –
-175,399
Closed -$1.88M
SLB icon
82
CALL
SLB Ltd
SLB
$70.3B
– –
-75,000
Closed -$1K
SLB icon
83
SLB Ltd
SLB
$70.3B
– –
-6,656
Closed -$574K
SLB icon
84
PUT
SLB Ltd
SLB
$70.3B
– –
-75,000
Closed -$2K
UMC icon
85
United Microelectronic
UMC
$53.3B
– –
-1,119,395
Closed -$2.37M
XLE icon
86
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
– –
-1,700
Closed -$64K
CTR
87
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-7,100
Closed -$649K
CEM
88
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-2,543
Closed -$296K
FEI
89
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-31,564
Closed -$582K
MTBL
90
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-526,473
Closed -$2.99M
CEN
91
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-650
Closed -$99K
TTM
92
DELISTED
Tata Motors Limited
TTM
– –
-468,680
Closed -$16.2M
SNP
93
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-17,020
Closed -$1.47M
SFUN
94
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-1,444
Closed -$607K
MIE
95
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-7,270
Closed -$124K
JMF
96
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-30,102
Closed -$496K
GMZ
97
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-1,643
Closed -$172K
JASO
98
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-230,356
Closed -$1.97M
CMGE
99
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
– –
-470,354
Closed -$9.94M
PWRD
100
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
– –
-414,088
Closed -$8.21M
1 2 3
4
5

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Nine Masts Capital held 106 positions worth $390M, up 28% from $305M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital deployed $364M of net new capital in Q3 2015, opening 22 new positions and adding to 18 existing holdings. Its largest new stake was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 27% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TSMC, an estimated $27M trimmed.

  • Nine Masts Capital's largest Q3 2015 buy was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.
  • Nine Masts Capital added most to Sony in Q3 2015, an estimated $28M increase.
  • Nine Masts Capital's biggest Q3 2015 reduction was TSMC, cutting an estimated $27M.
  • Nine Masts Capital fully exited Tata Motors Limited in Q3 2015, selling an estimated $16.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $390M portfolio in Q3 2015.
  • Nine Masts Capital opened 22 new positions and closed 44 in Q3 2015.
  • Nine Masts Capital's portfolio value rose 28% quarter-over-quarter to $390M.

Based on Nine Masts Capital's 13F filing for Q3 2015, filed 6 Nov 2015.