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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+13.55%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$116M
AUM Growth
-$9.98M
Cap. Flow
-$18.8M
Cap. Flow %
-16.15%
Top 10 Hldgs %
97.37%
Holding
53
New
9
Increased
2
Reduced
3
Closed
37

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$15.8M
2
RYAAY icon
Ryanair
RYAAY
+$12.7M
3
DSAC
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
+$9.87M
4
BHP icon
BHP
BHP
+$7.59M
5
CONXU
CONX Corp. Unit
CONXU
+$6.09M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$25.6M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.5M
3
KT icon
KT
KT
+$18M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.35M
5
JD icon
JD.com
JD
+$3.46M

Sector Composition

Rank Sector Weight
1 Communication Services 33.21%
2 Industrials 20.76%
3 Miscellaneous 14.91%
4 Consumer Discretionary 11.76%
5 Technology 9.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
51
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
– –
-4,480
Closed -$67K
XLE icon
52
PUT
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
– –
-400,000
Closed -$460K
1 2
3

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LG
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AGDI
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RCG
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HWA
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Nine Masts Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Nine Masts Capital held 53 positions worth $116M, down 7.9% from $126M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Nine Masts Capital withdrew a net $18.8M in Q4 2020, closing 37 positions and reducing 3 holdings. Its most notable exit was Sumitomo Mitsui Financial, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 58% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Nine Masts Capital opened a new position in Alibaba worth $13.7M.

  • Nine Masts Capital's largest Q4 2020 buy was Alibaba: 57,058 shares worth $13.7M.
  • Nine Masts Capital added most to Infosys in Q4 2020, an estimated $4.09M increase.
  • Nine Masts Capital's biggest Q4 2020 reduction was Alphabet (Google) Class A, cutting an estimated $25.6M.
  • Nine Masts Capital fully exited Sumitomo Mitsui Financial in Q4 2020, selling an estimated $24.5M.
  • Nine Masts Capital's ten largest holdings make up 97% of its $116M portfolio in Q4 2020.
  • Nine Masts Capital opened 9 new positions and closed 37 in Q4 2020.
  • Nine Masts Capital's portfolio value fell 7.9% quarter-over-quarter to $116M.

Based on Nine Masts Capital's 13F filing for Q4 2020, filed 16 Feb 2021.