We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+13.55%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$116M
AUM Growth
-$9.98M
Cap. Flow
-$29.9M
Cap. Flow %
-25.66%
Top 10 Hldgs %
97.37%
Holding
53
New
9
Increased
2
Reduced
3
Closed
37

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$15.8M
2
RYAAY icon
Ryanair
RYAAY
+$12.7M
3
DSAC
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
+$9.87M
4
BHP icon
BHP
BHP
+$7.59M
5
CONXU
CONX Corp. Unit
CONXU
+$6.09M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$25.6M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.5M
3
KT icon
KT
KT
+$18M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.35M
5
JD icon
JD.com
JD
+$3.46M

Sector Composition

Rank Sector Weight
1 Communication Services 33.21%
2 Industrials 20.76%
3 Consumer Discretionary 11.76%
4 Technology 9.08%
5 Materials 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
51
State Street Energy Select Sector SPDR ETF
XLE
$39B
– –
-4,480
Closed -$67K
XLE icon
52
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
– –
-400,000
Closed -$460K
1 2
3

Similar funds

CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
IIC
Ironwood Investment Counsel Scottsdale, Arizona $694M AUM 16.84% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
SSA
South Street Advisors New York $690M AUM 39.17% 1-Year Est. Return
WC
Wexford Capital West Palm Beach, Florida $690M AUM 57.92% 1-Year Est. Return
WIM
Warwick Investment Management Bryan, Texas $690M AUM 17.95% 1-Year Est. Return

Nine Masts Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Nine Masts Capital held 53 positions worth $116M, down 7.9% from $126M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Nine Masts Capital withdrew a net $29.9M in Q4 2020, closing 37 positions and reducing 3 holdings. Its most notable exit was Sumitomo Mitsui Financial, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 33% of assets, down from 58% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Masts Capital opened a new position in Alibaba worth $13.7M.

  • Nine Masts Capital's largest Q4 2020 buy was Alibaba: 57,058 shares worth $13.7M.
  • Nine Masts Capital added most to Infosys in Q4 2020, an estimated $4.09M increase.
  • Nine Masts Capital's biggest Q4 2020 reduction was Alphabet (Google) Class A, cutting an estimated $25.6M.
  • Nine Masts Capital fully exited Sumitomo Mitsui Financial in Q4 2020, selling an estimated $24.5M.
  • Nine Masts Capital's ten largest holdings make up 97% of its $116M portfolio in Q4 2020.
  • Nine Masts Capital opened 9 new positions and closed 37 in Q4 2020.
  • Nine Masts Capital's portfolio value fell 7.9% quarter-over-quarter to $116M.

Based on Nine Masts Capital's 13F filing for Q4 2020, filed 16 Feb 2021.