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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.24%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$487M
AUM Growth
+$97.8M
Cap. Flow
+$47M
Cap. Flow %
9.64%
Top 10 Hldgs %
60.36%
Holding
106
New
41
Increased
17
Reduced
13
Closed
25

Top Buys

1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$34.5M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.1M
3
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$32.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$23.7M
5
RDY icon
Dr. Reddy's Laboratories
RDY
+$11.8M

Top Sells

1
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$22.7M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$20.7M
3
TSM icon
TSMC
TSM
+$14.6M
4
CHL
China Mobile Limited
CHL
+$11.8M
5
GAME
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
+$10.2M

Sector Composition

1 Technology 20.09%
2 Utilities 9.45%
3 Financials 7.39%
4 Consumer Discretionary 4.56%
5 Communication Services 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
51
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$505K 0.1%
+8,357
New +$552K
HYT icon
52
BlackRock Corporate High Yield Fund
HYT
$1.37B
$461K 0.09%
+47,105
New +$474K
GAB icon
53
Gabelli Equity Trust
GAB
$1.75B
$446K 0.09%
86,619
– –
USA icon
54
Liberty All-Star Equity Fund
USA
$1.77B
$446K 0.09%
83,301
-9,610
-10% -$51.1K
EVV
55
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$442K 0.09%
+34,660
New +$444K
GDV icon
56
Gabelli Dividend & Income Trust
GDV
$2.59B
$339K 0.07%
+18,347
New +$344K
NIO
57
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$311K 0.06%
+21,700
New +$305K
GHY
58
PGIM Global High Yield Fund
GHY
$484M
$303K 0.06%
+21,384
New +$302K
JQC icon
59
Nuveen Credit Strategies Income Fund
JQC
$702M
$286K 0.06%
+36,514
New +$287K
FAX
60
abrdn Asia-Pacific Income Fund
FAX
$592M
$283K 0.06%
+10,305
New +$284K
VVR icon
61
Invesco Senior Income Trust
VVR
$456M
$278K 0.06%
+68,904
New +$284K
EEM icon
62
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$239K 0.05%
+200,000
New +$6.86M
JPC icon
63
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$234K 0.05%
+25,500
New +$233K
BTZ icon
64
BlackRock Credit Allocation Income Trust
BTZ
$953M
$230K 0.05%
+18,652
New +$230K
ISD
65
PGIM High Yield Bond Fund
ISD
$422M
$215K 0.04%
+14,705
New +$215K
EDD
66
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$213K 0.04%
+31,298
New +$227K
VTA
67
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$208K 0.04%
+19,678
New +$210K
AWF
68
AllianceBernstein Global High Income Fund
AWF
$873M
$157K 0.03%
+14,599
New +$163K
SABA
69
Saba Capital Income & Opportunities Fund II
SABA
$223M
$157K 0.03%
+12,357
New +$159K
FTDS icon
70
CALL
First Trust Dividend Strength ETF
FTDS
$38M
$135K 0.03%
+100,000
New +$2.49M
ADX icon
71
Adams Diversified Equity Fund
ADX
$3.18B
$118K 0.02%
9,200
+6,300
+217% +$83K
GE icon
72
PUT
GE Aerospace
GE
$364B
$116K 0.02%
+192,804
New +$27.4M
EMD
73
Western Asset Emerging Markets Debt Fund
EMD
$619M
$102K 0.02%
+7,400
New +$104K
FXI icon
74
CALL
iShares China Large-Cap ETF
FXI
$4.6B
$8K ﹤0.01%
+1,600,000
New +$60.1M
EEM icon
75
CALL
iShares MSCI Emerging Markets ETF
EEM
$28B
$1K ﹤0.01%
+100,000
New +$3.43M
1 2
3
4

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HG
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HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
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HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
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CL
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CPA
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PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Nine Masts Capital held 106 positions worth $487M, up 25% from $390M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital deployed $47M of net new capital in Q4 2015, opening 41 new positions and adding to 17 existing holdings. Its largest new stake was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was iShares China Large-Cap ETF, an estimated $20.7M trimmed.

  • Nine Masts Capital's largest Q4 2015 buy was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.
  • Nine Masts Capital added most to MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q4 2015, an estimated $32.2M increase.
  • Nine Masts Capital's biggest Q4 2015 reduction was iShares China Large-Cap ETF, cutting an estimated $20.7M.
  • Nine Masts Capital fully exited WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS in Q4 2015, selling an estimated $22.7M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $487M portfolio in Q4 2015.
  • Nine Masts Capital opened 41 new positions and closed 25 in Q4 2015.
  • Nine Masts Capital's portfolio value rose 25% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2015, filed 16 Feb 2016.