NMC

Nine Masts Capital Portfolio holdings

AUM $254M
This Quarter Return
+7.19%
1 Year Return
+27.38%
3 Year Return
+51.58%
5 Year Return
+54.97%
10 Year Return
+57.94%
AUM
$484M
AUM Growth
+$484M
Cap. Flow
+$102M
Cap. Flow %
21.04%
Top 10 Hldgs %
60.75%
Holding
99
New
35
Increased
17
Reduced
11
Closed
19

Top Buys

1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$37.3M
2
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$33.9M
3
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
$33.4M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$22.9M
5
RDY icon
Dr. Reddy's Laboratories
RDY
$10.1M

Top Sells

1
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$22.7M
2
FXI icon
iShares China Large-Cap ETF
FXI
$19.4M
3
TSM icon
TSMC
TSM
$14.6M
4
CHL
China Mobile Limited
CHL
$11.8M
5
GAME
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$10.2M

Sector Composition

1 Technology 20.22%
2 Utilities 9.51%
3 Financials 7.44%
4 Consumer Discretionary 4.59%
5 Communication Services 2.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GAB icon
51
Gabelli Equity Trust
GAB
$1.88B
$446K 0.09%
84,000
– –
EVV
52
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$442K 0.09%
+34,660
New +$442K
GDV icon
53
Gabelli Dividend & Income Trust
GDV
$2.38B
$339K 0.07%
+18,347
New +$339K
NIO
54
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$311K 0.06%
+21,700
New +$311K
GHY
55
PGIM Global High Yield Fund
GHY
$546M
$303K 0.06%
+21,384
New +$303K
JQC icon
56
Nuveen Credit Strategies Income Fund
JQC
$751M
$286K 0.06%
+36,514
New +$286K
FAX
57
abrdn Asia-Pacific Income Fund
FAX
$674M
$283K 0.06%
+61,828
New +$283K
VVR icon
58
Invesco Senior Income Trust
VVR
$556M
$278K 0.06%
+68,904
New +$278K
JPC icon
59
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$234K 0.05%
+25,500
New +$234K
BTZ icon
60
BlackRock Credit Allocation Income Trust
BTZ
$1.02B
$230K 0.05%
+18,652
New +$230K
ISD
61
PGIM High Yield Bond Fund
ISD
$484M
$215K 0.04%
+14,705
New +$215K
EDD
62
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$344M
$213K 0.04%
+31,298
New +$213K
VTA
63
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$208K 0.04%
+19,678
New +$208K
SABA
64
Saba Capital Income & Opportunities Fund II
SABA
$259M
$157K 0.03%
+24,714
New +$157K
AWF
65
AllianceBernstein Global High Income Fund
AWF
$975M
$157K 0.03%
+14,599
New +$157K
ADX icon
66
Adams Diversified Equity Fund
ADX
$2.6B
$118K 0.02%
9,200
+6,300
+217% +$80.8K
EMD
67
Western Asset Emerging Markets Debt Fund
EMD
$597M
$102K 0.02%
+7,400
New +$102K
NTT
68
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-26,054
Closed -$910K
CHL
69
DELISTED
China Mobile Limited
CHL
– –
-199,430
Closed -$11.8M
VEDL
70
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-29,500
Closed -$150K
GAME
71
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-1,525,876
Closed -$10.2M
ISSI
72
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-362,363
Closed -$7.79M
WX
73
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-525,985
Closed -$22.7M
VIMC
74
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-368,919
Closed -$4.6M
AVOL
75
DELISTED
AVOLON HLDGS LTD SHS (CYM)
AVOL
– –
-259,683
Closed -$7.9M
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