We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$390M
AUM Growth
+$84.4M
Cap. Flow
+$364M
Cap. Flow %
93.39%
Top 10 Hldgs %
66.61%
Holding
106
New
22
Increased
18
Reduced
13
Closed
44

Top Buys

1
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$37.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$32.9M
3
SONY icon
Sony
SONY
+$28M
4
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$16.3M
5
CHL
China Mobile Limited
CHL
+$12.3M

Top Sells

1
TSM icon
TSMC
TSM
+$27M
2
TTM
Tata Motors Limited
TTM
+$16.2M
3
BABA icon
Alibaba
BABA
+$10.3M
4
CMGE
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
+$9.94M
5
PWRD
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
+$8.21M

Sector Composition

1 Technology 15.18%
2 Financials 12.48%
3 Healthcare 5.96%
4 Consumer Discretionary 4.45%
5 Industrials 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
51
Royce Value Trust
RVT
$2.19B
$190K 0.05%
16,203
– –
QQQX icon
52
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.45B
$180K 0.05%
+10,400
New +$191K
PG icon
53
PUT
Procter & Gamble
PG
$349B
$171K 0.04%
+84,200
New +$6.31M
VEDL
54
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$150K 0.04%
29,500
-202,500
-87% -$1.45M
EOI
55
Eaton Vance Enhanced Equity Income Fund
EOI
$808M
$90K 0.02%
7,600
– –
ADX icon
56
Adams Diversified Equity Fund
ADX
$3.18B
$40K 0.01%
+2,900
New +$39.5K
PG icon
57
CALL
Procter & Gamble
PG
$349B
$27K 0.01%
+28,700
New +$2.15M
HAL icon
58
CALL
Halliburton
HAL
$29.4B
$5K ﹤0.01%
510,000
+447,500
+716% +$17.6M
BABA icon
59
Alibaba
BABA
$276B
– –
-125,000
Closed -$10.3M
BHP icon
60
BHP
BHP
$205B
– –
-69,935
Closed -$2.6M
BIDU icon
61
CALL
Baidu
BIDU
$36.5B
– –
-51,000
Closed -$7K
BIDU icon
62
PUT
Baidu
BIDU
$36.5B
– –
-51,000
Closed -$4K
BXMX
63
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-500
Closed -$6K
C icon
64
CALL
Citigroup
C
$217B
– –
-150,000
Closed -$5K
C icon
65
PUT
Citigroup
C
$217B
– –
-150,000
Closed -$1K
CVX icon
66
Chevron
CVX
$373B
– –
-31,800
Closed -$3.07M
CVX icon
67
PUT
Chevron
CVX
$373B
– –
-50,000
Closed -$3K
EMO
68
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
– –
-6,620
Closed -$620K
EVT icon
69
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.02B
– –
-45,799
Closed -$907K
EWZ icon
70
CALL
iShares MSCI Brazil ETF
EWZ
$9.1B
– –
-150,000
Closed -$2K
EWZ icon
71
PUT
iShares MSCI Brazil ETF
EWZ
$9.1B
– –
-150,000
Closed -$2K
HD icon
72
Home Depot
HD
$338B
– –
-13,100
Closed -$1.46M
HD icon
73
PUT
Home Depot
HD
$338B
– –
-50,000
Closed -$1K
INTC icon
74
CALL
Intel
INTC
$478B
– –
-250,000
Closed -$1K
INTC icon
75
Intel
INTC
$478B
– –
-134,805
Closed -$4.1M
1 2
3
4 5

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Nine Masts Capital held 106 positions worth $390M, up 28% from $305M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital deployed $364M of net new capital in Q3 2015, opening 22 new positions and adding to 18 existing holdings. Its largest new stake was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 27% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TSMC, an estimated $27M trimmed.

  • Nine Masts Capital's largest Q3 2015 buy was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.
  • Nine Masts Capital added most to Sony in Q3 2015, an estimated $28M increase.
  • Nine Masts Capital's biggest Q3 2015 reduction was TSMC, cutting an estimated $27M.
  • Nine Masts Capital fully exited Tata Motors Limited in Q3 2015, selling an estimated $16.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $390M portfolio in Q3 2015.
  • Nine Masts Capital opened 22 new positions and closed 44 in Q3 2015.
  • Nine Masts Capital's portfolio value rose 28% quarter-over-quarter to $390M.

Based on Nine Masts Capital's 13F filing for Q3 2015, filed 6 Nov 2015.