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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$126M
AUM Growth
-$27.2M
Cap. Flow
-$9.5M
Cap. Flow %
-7.51%
Top 10 Hldgs %
91.5%
Holding
51
New
32
Increased
4
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$55.4M
2
JD icon
JD.com
JD
+$3.17M
3
NTES icon
NetEase
NTES
+$2.21M
4
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$1.66M
5
RDY icon
Dr. Reddy's Laboratories
RDY
+$1.23M

Top Sells

Rank Stock Value
1
INFY icon
Infosys
INFY
+$21.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$20.3M
3
BABA icon
Alibaba
BABA
+$13.3M
4
HDB icon
HDFC Bank
HDB
+$8.34M
5
KT icon
KT
KT
+$5.15M

Sector Composition

Rank Sector Weight
1 Communication Services 58.19%
2 Financials 20.7%
3 Miscellaneous 11.14%
4 Technology 5.31%
5 Consumer Discretionary 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
26
PUT
3M
MMM
$84.9B
$305K 0.24%
+41,860
New +$5.63M
MA icon
27
CALL
Mastercard
MA
$502B
$291K 0.23%
+20,000
New +$6.5M
MA icon
28
PUT
Mastercard
MA
$502B
$272K 0.22%
+20,000
New +$6.5M
JNJ icon
29
CALL
Johnson & Johnson
JNJ
$644B
$268K 0.21%
+40,000
New +$5.92M
HD icon
30
CALL
Home Depot
HD
$305B
$240K 0.19%
+20,000
New +$5.42M
HD icon
31
PUT
Home Depot
HD
$305B
$225K 0.18%
+20,000
New +$5.42M
ORCL icon
32
PUT
Oracle
ORCL
$404B
$212K 0.17%
+100,000
New +$5.68M
MMM icon
33
CALL
3M
MMM
$84.9B
$210K 0.17%
+41,860
New +$5.63M
ORCL icon
34
CALL
Oracle
ORCL
$404B
$191K 0.15%
+100,000
New +$5.68M
KO icon
35
PUT
Coca-Cola
KO
$382B
$189K 0.15%
+100,000
New +$4.81M
JNJ icon
36
PUT
Johnson & Johnson
JNJ
$644B
$179K 0.14%
+40,000
New +$5.92M
MRK icon
37
PUT
Merck
MRK
$355B
$160K 0.13%
+60,470
New +$4.74M
KO icon
38
CALL
Coca-Cola
KO
$382B
$134K 0.11%
+100,000
New +$4.81M
MRK icon
39
CALL
Merck
MRK
$355B
$95K 0.08%
+60,470
New +$4.74M
NOC icon
40
CALL
Northrop Grumman
NOC
$75.5B
$81K 0.06%
+15,000
New +$4.89M
XLE icon
41
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
$67K 0.05%
+4,480
New +$79.5K
UMC icon
42
United Microelectronic
UMC
$54.2B
$53K 0.04%
10,800
-141,604
-93% -$526K
AVGO icon
43
CALL
Broadcom
AVGO
$1.62T
– –
-157,000
Closed -$1.32M
AVGO icon
44
PUT
Broadcom
AVGO
$1.62T
– –
-157,000
Closed -$189K
BABA icon
45
Alibaba
BABA
$272B
– –
-61,663
Closed -$13.3M
BILI icon
46
Bilibili
BILI
$6.37B
– –
-1,300
Closed -$60K
BZUN
47
Baozun
BZUN
$159M
– –
-39,950
Closed -$1.54M
HDB icon
48
HDFC Bank
HDB
$116B
– –
-366,844
Closed -$8.34M
JKS
49
JinkoSolar
JKS
$561M
– –
-614
Closed -$11K
TSM icon
50
CALL
TSMC
TSM
$2.15T
– –
-150,000
Closed -$1.36M
1
2
3

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Romano Brothers & Co Evanston, Illinois $994M AUM 41.36% 1-Year Est. Return
SFA
Souders Financial Advisors Cincinnati, Ohio $994M AUM 18.44% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return
AGDI
Absolute Gestao de Investimentos Sao Paulo, Brazil $994M AUM 54.06% 1-Year Est. Return
RCG
Rock Creek Group Washington, District of Columbia $994M AUM 11.29% 1-Year Est. Return
PAI
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HWA
HHM Wealth Advisors Chattanooga, Tennessee $996M AUM 23.11% 1-Year Est. Return
DA
Denali Advisors San Diego, California $993M AUM 34.77% 1-Year Est. Return

Nine Masts Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Nine Masts Capital held 51 positions worth $126M, down 18% from $154M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Nine Masts Capital withdrew a net $9.5M in Q3 2020, closing 9 positions and reducing 6 holdings. Its most notable exit was Alibaba, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 58% of assets, up from 15% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, Nine Masts Capital opened a new position in Alphabet (Google) Class A worth $53.3M.

  • Nine Masts Capital's largest Q3 2020 buy was Alphabet (Google) Class A: 727,300 shares worth $53.3M.
  • Nine Masts Capital's biggest Q3 2020 reduction was Infosys, cutting an estimated $21.6M.
  • Nine Masts Capital fully exited Alibaba in Q3 2020, selling an estimated $13.3M.
  • Nine Masts Capital's ten largest holdings make up 91% of its $126M portfolio in Q3 2020.
  • Nine Masts Capital opened 32 new positions and closed 9 in Q3 2020.
  • Nine Masts Capital's portfolio value fell 18% quarter-over-quarter to $126M.

Based on Nine Masts Capital's 13F filing for Q3 2020, filed 13 Nov 2020.