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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-32.2%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$68.1M
AUM Growth
-$261M
Cap. Flow
-$223M
Cap. Flow %
-327.17%
Top 10 Hldgs %
96.2%
Holding
152
New
11
Increased
–
Reduced
8
Closed
129

Top Buys

Rank Stock Value
1
PVH icon
PVH
PVH
+$9.01M
2
HDB icon
HDFC Bank
HDB
+$5.4M
3
UMC icon
United Microelectronic
UMC
+$1.81M
4
CHL
China Mobile Limited
CHL
+$385K
5
AAPL icon
Apple
AAPL
+$353K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$41.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$39.3M
3
IBN icon
ICICI Bank
IBN
+$17M
4
AGN
Allergan plc
AGN
+$15.1M
5
KT icon
KT
KT
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 49.71%
2 Technology 19.18%
3 Consumer Discretionary 8.15%
4 Financials 7.37%
5 Industrials 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
PUT
AbbVie
ABBV
$465B
– –
-40,000
Closed -$5K
ALGN icon
27
Align Technology
ALGN
$12.9B
– –
-4,232
Closed -$1.18M
ALGN icon
28
PUT
Align Technology
ALGN
$12.9B
– –
-20,700
Closed -$144K
AMCR icon
29
Amcor
AMCR
$21.2B
– –
-360,832
Closed -$4.03M
AMZN icon
30
Amazon
AMZN
$2.44T
– –
-7,220
Closed -$667K
AMZN icon
31
PUT
Amazon
AMZN
$2.44T
– –
-100,000
Closed -$41K
APH icon
32
CALL
Amphenol
APH
$185B
– –
-24,000
Closed -$23K
APH icon
33
PUT
Amphenol
APH
$185B
– –
-24,000
Closed -$11K
BABA icon
34
Alibaba
BABA
$276B
– –
-51,372
Closed -$10.9M
BUD icon
35
CALL
AB InBev
BUD
$164B
– –
-4,800
Closed -$23K
BUD icon
36
AB InBev
BUD
$164B
– –
-16,403
Closed -$1.35M
BUD icon
37
PUT
AB InBev
BUD
$164B
– –
-28,100
Closed -$81K
CMCSA icon
38
CALL
Comcast
CMCSA
$87.3B
– –
-100,000
Closed -$498K
CMCSA icon
39
PUT
Comcast
CMCSA
$87.3B
– –
-100,000
Closed -$4K
CNC icon
40
Centene
CNC
$30.5B
– –
-4
Closed –
COST icon
41
CALL
Costco
COST
$432B
– –
-13,000
Closed -$83K
COST icon
42
PUT
Costco
COST
$432B
– –
-10,000
Closed -$59K
EL icon
43
CALL
Estee Lauder
EL
$30.4B
– –
-25,000
Closed -$303K
EL icon
44
PUT
Estee Lauder
EL
$30.4B
– –
-30,000
Closed -$5K
ETN icon
45
Eaton
ETN
$141B
– –
-190
Closed -$18K
ETN icon
46
PUT
Eaton
ETN
$141B
– –
-1,000
Closed -$1K
FDX icon
47
CALL
FedEx
FDX
$73B
– –
-8,200
Closed -$5K
FDX icon
48
FedEx
FDX
$73B
– –
-14,675
Closed -$2.22M
FDX icon
49
PUT
FedEx
FDX
$73B
– –
-42,500
Closed -$94K
FISV
50
Fiserv Inc
FISV
$29.7B
– –
-3
Closed –
1
2
3 4 5

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CL
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CPA
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IIC
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MCM
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SSA
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WC
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WIM
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Nine Masts Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Nine Masts Capital held 152 positions worth $68.1M, down 79% from $329M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Nine Masts Capital withdrew a net $223M in Q1 2020, closing 129 positions and reducing 8 holdings. Its most notable exit was Alphabet (Google) Class A, an estimated $41.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 50% of assets, up from 33% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Nine Masts Capital opened a new position in PVH worth $4.44M.

  • Nine Masts Capital's largest Q1 2020 buy was PVH: 117,897 shares worth $4.44M.
  • Nine Masts Capital's biggest Q1 2020 reduction was KT, cutting an estimated $15M.
  • Nine Masts Capital fully exited Alphabet (Google) Class A in Q1 2020, selling an estimated $41.3M.
  • Nine Masts Capital's ten largest holdings make up 96% of its $68.1M portfolio in Q1 2020.
  • Nine Masts Capital opened 11 new positions and closed 129 in Q1 2020.
  • Nine Masts Capital's portfolio value fell 79% quarter-over-quarter to $68.1M.

Based on Nine Masts Capital's 13F filing for Q1 2020, filed 29 Apr 2020.