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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$27.6M
Cap. Flow %
-7.52%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.79%
2 Energy 18.93%
3 Financials 9.2%
4 Technology 8.41%
5 Consumer Discretionary 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
26
Cohen & Steers Infrastructure Fund
UTF
$2.99B
$3.06M 0.84%
+138,500
New +$3.2M
QQQX icon
27
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$3.02M 0.82%
125,700
+109,900
+696% +$2.73M
IDTI
28
DELISTED
Integrated Device Technology I
IDTI
$3.01M 0.82%
+64,100
New +$2.48M
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.1T
$2.89M 0.79%
+47,840
New +$2.87M
CRF
30
Cornerstone Total Return Fund
CRF
$1.1B
$2.85M 0.78%
209,610
-1,020
-0.5% -$14K
BRW
31
Saba Capital Income & Opportunities Fund
BRW
$332M
$2.76M 0.75%
276,950
+204,850
+284% +$2.04M
TIF
32
PUT
DELISTED
Tiffany & Co.
TIF
$2.72M 0.74%
+20,537
New +$2.68M
STX icon
33
Seagate
STX
$192B
$2.47M 0.67%
52,185
+50,425
+2,865% +$2.69M
EFR
34
Eaton Vance Senior Floating-Rate Fund
EFR
$309M
$2.46M 0.67%
174,600
+167,000
+2,197% +$2.37M
TY icon
35
TRI-Continental Corp
TY
$1.9B
$2.38M 0.65%
88,200
+80,172
+999% +$2.2M
NEA icon
36
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.34B
$2.29M 0.63%
+181,100
New +$2.34M
CMG icon
37
Chipotle Mexican Grill
CMG
$46.8B
$2.23M 0.61%
245,350
+50,350
+26% +$479K
AMAT icon
38
Applied Materials
AMAT
$361B
$2.11M 0.58%
+54,691
New +$2.42M
NAD icon
39
Nuveen Quality Municipal Income Fund
NAD
$2.68B
$2M 0.55%
+156,600
New +$2.06M
FPF
40
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.06B
$1.95M 0.53%
+90,900
New +$1.98M
HTT
41
High Templar Tech Ltd
HTT
$405M
$1.89M 0.51%
362,163
-303,951
-46% -$2.08M
DLTR icon
42
Dollar Tree
DLTR
$24.7B
$1.86M 0.51%
22,866
+1,932
+9% +$170K
NAC icon
43
Nuveen California Quality Municipal Income Fund
NAC
$1.79B
$1.85M 0.5%
142,700
+97,900
+219% +$1.31M
CLM icon
44
Cornerstone Strategic Value Fund
CLM
$2.1B
$1.81M 0.49%
131,267
-228,803
-64% -$3.18M
BOE icon
45
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$1.79M 0.49%
+163,200
New +$1.82M
WFC icon
46
Wells Fargo
WFC
$272B
$1.79M 0.49%
+34,061
New +$1.94M
BTT icon
47
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.69M 0.46%
+81,800
New +$1.74M
PRU icon
48
Prudential Financial
PRU
$42.1B
$1.68M 0.46%
+16,550
New +$1.63M
HYT icon
49
BlackRock Corporate High Yield Fund
HYT
$1.61B
$1.68M 0.46%
+159,400
New +$1.69M
ETV
50
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.79B
$1.66M 0.45%
+103,200
New +$1.65M
1
2
3 4 5

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SFA
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LG
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AGDI
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $27.6M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 48% a quarter earlier, followed by Energy and Financials.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.