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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$591M
AUM Growth
+$104M
Cap. Flow
-$93.6M
Cap. Flow %
-15.83%
Top 10 Hldgs %
63.42%
Holding
96
New
37
Increased
12
Reduced
16
Closed
20

Top Buys

1
INFY icon
Infosys
INFY
+$32M
2
TTM
Tata Motors Limited
TTM
+$17.3M
3
TSM icon
TSMC
TSM
+$12.8M
4
MJN
Mead Johnson Nutrition Company
MJN
+$11M
5
IBN icon
ICICI Bank
IBN
+$10.5M

Top Sells

1
SONY icon
Sony
SONY
+$22.1M
2
ISIL
Intersil Corp
ISIL
+$11.2M
3
HAR
Harman International Industries
HAR
+$10.9M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$8.26M
5
ENH
Endurance Specialty Holdings Ltd
ENH
+$5.4M

Sector Composition

1 Technology 14.01%
2 Financials 13.02%
3 Communication Services 8.99%
4 Consumer Discretionary 6.76%
5 Consumer Staples 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$44.7B
$5.01M 0.85%
62,900
– –
TERP
27
DELISTED
TerraForm Power, Inc
TERP
$4.45M 0.75%
360,000
– –
MUFG icon
28
Mitsubishi UFJ Financial
MUFG
$250B
$4.41M 0.75%
700,869
+53,091
+8% +$347K
LQD icon
29
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$4.21M 0.71%
35,700
+12
+0% +$1.41K
HMC icon
30
Honda
HMC
$37.3B
$3.19M 0.54%
105,784
-457
-0.4% -$14.1K
HW
31
DELISTED
Headwaters Inc
HW
$2.99M 0.51%
127,489
+42,589
+50% +$991K
JNK icon
32
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.37B
$2.96M 0.5%
26,767
-8,647
-24% -$955K
HLF icon
33
Herbalife
HLF
$1.28B
$2.61M 0.44%
89,660
– –
RDY icon
34
Dr. Reddy's Laboratories
RDY
$10.6B
$2M 0.34%
245,595
-22,875
-9% -$198K
JPC icon
35
Nuveen Preferred & Income Opportunities Fund
JPC
$2.94B
$1.07M 0.18%
+108,800
New +$1.08M
EVT icon
36
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.02B
$859K 0.15%
+40,600
New +$873K
BGY icon
37
BlackRock Enhanced International Dividend Trust
BGY
$518M
$570K 0.1%
98,500
+49,600
+101% +$283K
RQI icon
38
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$525K 0.09%
+42,700
New +$539K
PTR
39
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$515K 0.09%
7,040
+1,179
+20% +$90.9K
ISD
40
PGIM High Yield Bond Fund
ISD
$425M
$481K 0.08%
+31,300
New +$488K
EDD
41
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$416K 0.07%
+54,900
New +$416K
HYT icon
42
BlackRock Corporate High Yield Fund
HYT
$1.37B
$357K 0.06%
+32,700
New +$359K
BTT icon
43
BlackRock Municipal 2030 Target Term Trust
BTT
$1.45B
$303K 0.05%
13,400
-19,778
-60% -$445K
EVV
44
Eaton Vance Limited Duration Income Fund
EVV
$1.09B
$250K 0.04%
+18,100
New +$253K
HSBC icon
45
HSBC
HSBC
$345B
$242K 0.04%
+6,579
New +$247K
UTF icon
46
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$241K 0.04%
11,200
-75,761
-87% -$1.57M
CEM
47
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$236K 0.04%
+2,820
New +$236K
AWF
48
AllianceBernstein Global High Income Fund
AWF
$875M
$235K 0.04%
+18,700
New +$237K
NKE icon
49
Nike
NKE
$66.1B
$201K 0.03%
+3,600
New +$199K
SABA
50
Saba Capital Income & Opportunities Fund II
SABA
$223M
$201K 0.03%
+15,150
New +$200K
1
2
3 4

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Nine Masts Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Nine Masts Capital held 96 positions worth $591M, up 21% from $487M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Nine Masts Capital withdrew a net $93.6M in Q1 2017, closing 20 positions and reducing 16 holdings. Its most notable exit was Intersil Corp, an estimated $11.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Nine Masts Capital opened a new position in Tata Motors Limited worth $17.1M.

  • Nine Masts Capital's largest Q1 2017 buy was Tata Motors Limited: 473,885 shares worth $17.1M.
  • Nine Masts Capital added most to Infosys in Q1 2017, an estimated $32M increase.
  • Nine Masts Capital's biggest Q1 2017 reduction was Sony, cutting an estimated $22.1M.
  • Nine Masts Capital fully exited Intersil Corp in Q1 2017, selling an estimated $11.2M.
  • Nine Masts Capital's ten largest holdings make up 63% of its $591M portfolio in Q1 2017.
  • Nine Masts Capital opened 37 new positions and closed 20 in Q1 2017.
  • Nine Masts Capital's portfolio value rose 21% quarter-over-quarter to $591M.

Based on Nine Masts Capital's 13F filing for Q1 2017, filed 11 May 2017.