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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+2.88%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$487M
AUM Growth
-$11M
Cap. Flow
-$182M
Cap. Flow %
-37.39%
Top 10 Hldgs %
67.02%
Holding
97
New
20
Increased
18
Reduced
12
Closed
38

Top Buys

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$29.4M
2
HAR
Harman International Industries
HAR
+$9.44M
3
ENH
Endurance Specialty Holdings Ltd
ENH
+$5.35M
4
MLCO icon
Melco Resorts & Entertainment
MLCO
+$5.31M
5
VALE icon
Vale
VALE
+$5.09M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$25.5M
2
HSBC icon
HSBC
HSBC
+$17.2M
3
IBN icon
ICICI Bank
IBN
+$14.3M
4
BHP icon
BHP
BHP
+$8.75M
5
IM
Ingram Micro
IM
+$7.46M

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.21%
2 Financials 15.45%
3 Technology 14.97%
4 Communication Services 9.01%
5 Consumer Discretionary 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
26
Honda
HMC
$42.4B
$3.11M 0.64%
106,241
-66,807
-39% -$1.96M
RDY icon
27
Dr. Reddy's Laboratories
RDY
$9.97B
$2.42M 0.5%
268,470
-10,530
-4% -$98K
GOOGL icon
28
Alphabet (Google) Class A
GOOGL
$4.14T
$2.38M 0.49%
+60,000
New +$2.4M
EXG icon
29
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$2.19M 0.45%
272,598
+44,173
+19% +$365K
HLF icon
30
Herbalife
HLF
$1.3B
$2.16M 0.44%
89,660
+13,260
+17% +$362K
ETW
31
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$2.09M 0.43%
+207,830
New +$2.19M
TSM icon
32
TSMC
TSM
$2.22T
$2.05M 0.42%
71,230
-848,024
-92% -$25.5M
HW
33
DELISTED
Headwaters Inc
HW
$2M 0.41%
+84,900
New +$1.73M
AUO
34
DELISTED
AU Optronics Corp
AUO
$1.98M 0.41%
542,972
+342,672
+171% +$1.27M
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$2.99B
$1.68M 0.35%
+86,961
New +$1.75M
CLM icon
36
Cornerstone Strategic Value Fund
CLM
$2.1B
$1.35M 0.28%
90,417
-76,380
-46% -$1.12M
CEO
37
DELISTED
CNOOC Limited
CEO
$1.17M 0.24%
9,380
+4,680
+100% +$606K
GGN
38
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$880M
$1.14M 0.23%
214,874
+186,374
+654% +$1.08M
HQH
39
abrdn Healthcare Investors
HQH
$1.29B
$863K 0.18%
40,820
-23,988
-37% -$534K
BCX icon
40
BlackRock Resources & Commodities Strategy Trust
BCX
$996M
$794K 0.16%
+95,981
New +$774K
BTT icon
41
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$724K 0.15%
+33,178
New +$747K
IGD
42
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$580K 0.12%
+85,527
New +$596K
BGR icon
43
BlackRock Energy and Resources Trust
BGR
$438M
$557K 0.11%
+38,566
New +$547K
NCV
44
Virtus Convertible & Income Fund
NCV
$374M
$540K 0.11%
+21,174
New +$548K
PTR
45
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$437K 0.09%
5,861
+5,854
+83,629% +$413K
BABA icon
46
PUT
Alibaba
BABA
$281B
$388K 0.08%
1,020
– –
BGY icon
47
BlackRock Enhanced International Dividend Trust
BGY
$536M
$269K 0.06%
48,900
+16,259
+50% +$90.5K
BXMX
48
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$229K 0.05%
+17,998
New +$229K
NUV icon
49
Nuveen Municipal Value Fund
NUV
$1.86B
$199K 0.04%
+20,827
New +$204K
CAF
50
Morgan Stanley China A Share Fund
CAF
$317M
$121K 0.02%
+7,111
New +$128K
1
2
3 4

Similar funds

RBC
Romano Brothers & Co Evanston, Illinois $994M AUM 41.36% 1-Year Est. Return
SFA
Souders Financial Advisors Cincinnati, Ohio $994M AUM 18.44% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return
AGDI
Absolute Gestao de Investimentos Sao Paulo, Brazil $994M AUM 54.06% 1-Year Est. Return
RCG
Rock Creek Group Washington, District of Columbia $994M AUM 11.29% 1-Year Est. Return
PAI
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HWA
HHM Wealth Advisors Chattanooga, Tennessee $996M AUM 23.11% 1-Year Est. Return
DA
Denali Advisors San Diego, California $993M AUM 34.77% 1-Year Est. Return

Nine Masts Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Nine Masts Capital held 97 positions worth $487M, down 2.2% from $498M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital withdrew a net $182M in Q4 2016, closing 38 positions and reducing 12 holdings. Its most notable exit was HSBC, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

Against the trend, Nine Masts Capital opened a new position in Twenty-First Century Fox, Inc. Class B worth $29.9M.

  • Nine Masts Capital's largest Q4 2016 buy was Twenty-First Century Fox, Inc. Class B: 1,097,588 shares worth $29.9M.
  • Nine Masts Capital added most to Vanguard Short-Term Corporate Bond ETF in Q4 2016, an estimated $2M increase.
  • Nine Masts Capital's biggest Q4 2016 reduction was TSMC, cutting an estimated $25.5M.
  • Nine Masts Capital fully exited HSBC in Q4 2016, selling an estimated $17.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $487M portfolio in Q4 2016.
  • Nine Masts Capital opened 20 new positions and closed 38 in Q4 2016.
  • Nine Masts Capital's portfolio value fell 2.2% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2016, filed 9 Feb 2017.